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SAUL CENTERS, INC. — Director's Dealing 2019
Oct 18, 2019
32170_dirs_2019-10-17_95c4826e-e3bf-4240-8e7d-b1684f63e46f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAUL CENTERS INC (BFS)
CIK: 0000907254
Period of Report: 2019-10-17
Reporting Person: CARACI PHILIP D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-17 | Series C Preferred Stock | J | 1867.833 | $25 | Disposed | 0 | Indirect |
| 2019-10-17 | Series C Preferred Stock | J | 1467.083 | $25 | Disposed | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 20564 | Indirect |
| Common Shares | 2602 | Indirect |
| Common Shares | 48816 | Direct |
| Common Shares | 52987 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $53.3 | Common Stock (25881.033) | 25881.033 | Direct | |
| Stock Option | $41.82 | 2021-05-13 | Common Stock (2500.0) | 2500 | Direct |
| Stock Option | $39.29 | 2022-05-04 | Common Stock (2500.0) | 2500 | Direct |
| Stock Option | $44.42 | 2023-05-10 | Common Stock (2500.0) | 2500 | Direct |
| Stock Option | $47.03 | 2024-05-09 | Common Stock (2500.0) | 2500 | Direct |
| Stock Option | $51.07 | 2025-05-08 | Common Stock (2500.0) | 2500 | Direct |
| Stock Option | $57.74 | 2026-05-06 | Common Stock (2500.0) | 2500 | Direct |
| Stock Option | $59.41 | 2027-05-05 | Common Stock (2500.0) | 2500 | Direct |
| Stock Option | $49.46 | 2018-05-11 | Common Stock (2500.0) | 2500 | Direct |
| Stock Option | $55.71 | 2029-05-03 | Common Shares (2500.0) | 2500 | Direct |
Footnotes
F1: Self-IRA
F2: Self-Trust. Reporting person is a Trustee
F3: All shares owned by the reporting person were fully redeemed on 10/17/19.
F4: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.
F5: 1 for 1
F6: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.