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SAUL CENTERS, INC. — Director's Dealing 2017
May 9, 2017
32170_dirs_2017-05-09_4fff838a-ac81-4abe-aeaf-4e9607b61097.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAUL CENTERS INC (BFS)
CIK: 0000907254
Period of Report: 2017-05-05
Reporting Person: CARACI PHILIP D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-05 | Common Shares | A | 200 | $59.41 | Acquired | 51316 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-05 | Stock Option | $59.41 | A | 2500 | Acquired | 2027-05-05 | Common Stock (2500.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 51987 | Indirect |
| Common Shares | 2802 | Indirect |
| Common Shares | 20764 | Indirect |
| Series C Preferred Stock | 3202 | Indirect |
| Series C Preferred Stock | 1978 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $61.52 | Common Stock (23677.902) | 23677.902 | Direct | |
| Stock Option | $41.82 | 2021-05-13 | Common Stock (2500.0) | 2500 | Direct |
| Stock Option | $39.29 | 2022-05-04 | Common Stock (2500.0) | 2500 | Direct |
| Stock Option | $44.42 | 2023-05-10 | Common Stock (2500.0) | 2500 | Direct |
| Stock Option | $47.03 | 2024-05-09 | Common Stock (2500.0) | 2500 | Direct |
| Stock Option | $51.07 | 2025-05-08 | Common Stock (2500.0) | 2500 | Direct |
| Stock Option | $57.74 | 2026-05-06 | Common Stock (2500.0) | 2500 | Direct |
Footnotes
F1: Self-Trust. Reporting person is a Trustee
F2: Self-IRA
F3: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.
F4: 1 for 1
F5: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.
F6: Includes 200.646 shares ($59.6744/share) awarded April 28, 2017 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.