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SAUL CENTERS, INC. — Director's Dealing 2016
Nov 22, 2016
32170_dirs_2016-11-22_51dbf7d5-0a40-477a-9267-89609933389d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAUL CENTERS INC (BFS)
CIK: 0000907254
Period of Report: 2016-11-18
Reporting Person: SCHNEIDER SCOTT V (Sr. Vice President-CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-18 | Common Shares | M | 4500 | $39.29 | Acquired | 13898.34 | Direct |
| 2016-11-18 | Common Shares | S | 4500 | $62.78 | Disposed | 9398.34 | Direct |
| 2016-11-21 | Common Shares | M | 2500 | $39.29 | Acquired | 11898.34 | Direct |
| 2016-11-21 | Common Shares | S | 2500 | $62.75 | Disposed | 9398.34 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-18 | Employee Stock Option | $39.29 | M | 4500 | Disposed | 2022-05-04 | Common Stock (4500.0) | Direct |
| 2016-11-21 | Employee Stock Option | $39.29 | M | 2500 | Disposed | 2022-05-04 | Common Stock (2500.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 563.31 | Indirect |
| Common Shares | 550.14 | Indirect |
| Series C Preferred Stock | 3000 | Direct |
| Common Shares | 8607.64 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option | $41.82 | 2021-05-13 | Common Stock (2560.0) | 2560 | Direct |
| Employee Stock Option | $44.42 | 2023-05-10 | Common Stock (20000.0) | 20000 | Direct |
| Employee Stock Option | $47.03 | 2024-05-09 | Common Stock (20000.0) | 20000 | Direct |
| Employee Stock Option | $51.07 | 2025-05-08 | Common Stock (20000.0) | 20000 | Direct |
| Employee Stock Option | $57.74 | 2026-05-06 | Common Stock (20000.0) | 20000 | Direct |
Footnotes
F1: Balance increased by October 31, 2016 Dividend Reinvestment Plan award of 4.592 shares.
F2: Balance increased by October 31, 2016 Dividend Reinvestment Plan award of 4.485 shares.
F3: Effective April 1, 2009, shares formerly held by the B.F. Saul Company Employees' Profit Sharing Reinvestment Trust were distributed to the individual 401(k) plan accounts of participants. The number of shares reported represents the reporting person's beneficial ownership interest in the Saul Centers stock fund of the 401(k) plan.
F4: The options vest 25% per year over four years from the date of grant.