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SANTOS LIMITED — Major Shareholding Notification 2018
Feb 27, 2018
65872_rns_2018-02-27_04c9d322-3feb-4cf6-a85e-74bbe7312ec4.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder
To Company Name/Scheme
ACN/ARSN
SANTOSLIMITED
007550923
1. Details of substantial holder (1)
Name ACN/ARSN (if applicable)
BlackRockGroup(BlackRockInc.andsubsidiariesnamedinAnnexures
tothisform)
The holder became a substantial holder on
26 / / 02 2018
- Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of securities Person's votes (5) Voting power (6) ORD 106,924,149 106,924,149 5.13
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities Annexure A & D 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
- Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
==> picture [389 x 64] intentionally omitted <==
----- Start of picture text -----
Holder of relevant Date of acquisition Consideration (9) Class and number
interest of securities
Cash Non-cash
see Annexure B
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603 page 2/2 15 July 2001
- Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Nature of association
see Annexure A7. Addresses The addresses of persons named in this form are as follows: Name Addresssee Annexure CSignatureMaria Tricarico Authorised Signatory*print name capacity sign here date28/02/2018� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � ! � � � � � " # � � � � � $ DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form. (2) See the definition of "associate" in section 9 of the Corporations Act 2001. (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
Signature
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 8 pages referred to in form 603 Notice of initial substantial shareholder
| 28-Feb-18 | |
|---|---|
| Maria Tricarico, | Date |
| Authorised Signatory |
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 90,641 | 90,641 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ORD | 20,948 | 20,948 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 282,443 | 282,443 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 28,875 | 28,875 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | SINGAPORE | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 3,397,965 | 3,397,965 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | CREDIT SUISSE (ZURICH) | ORD | 26,979 | 26,979 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ORD | 159,208 | 159,208 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 1,350,776 | 1,350,776 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. |
STO
page 1 of 8
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 401,823 | 401,823 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ORD | 438,699 | 438,699 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 4,811,736 | 4,811,736 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ORD | 37,652 | 37,652 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 26,236 | 26,236 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 91,157 | 91,157 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 16,438 | 16,438 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 1,434,586 | 1,434,586 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 29,813 | 29,813 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ORD | 6,785 | 6,785 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 11,442 | 11,442 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 866,066 | 866,066 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 8,355 | 8,355 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Limited | investment manager or trustee. |
STO
page 2 of 8
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ORD | 2,185 | 2,185 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ORD | 11,570 | 11,570 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 2,182 | 2,182 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 50,055 | 50,055 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-BONY | ORD | 789 | 789 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 408,102 | 408,102 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ORD | 41,864 | 41,864 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ORD | 10,879 | 10,879 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 5,054 | 5,054 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 287,024 | 287,024 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 541,108 | 541,108 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 191,259 | 191,259 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 14,643 | 14,643 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BANK & TRUST | BlackRock Inc. | ||||
| investment manager or trustee. | TORONTO |
STO
page 3 of 8
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 79,078 | 79,078 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 280,882 | 280,882 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 98,828 | 98,828 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 25,498,193 | 25,498,193 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNP PARIBAS LON | ORD | 131,513 | 131,513 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 2,092,763 | 2,092,763 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ORD | 13,142 | 13,142 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Association | investment manager or trustee. | NEW YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | CITI-CITIGROUP GLOBAL | ORD | 4,841 | 4,841 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | MARKETS PRIME | BlackRock Inc. | ||||
| Association | investment manager or trustee. | BROKERAGE - NEW | |||||
| YORK | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | CS-CREDIT SUISSE | ORD | 619 | 619 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKERAGE - | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ZURICH | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | GS-GOLDMAN SACHS | ORD | 11,099 | 11,099 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKER - NEW | BlackRock Inc. | ||||
| Association | investment manager or trustee. | YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 242,830 | 242,830 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | MS-MORGAN STANLEY & | ORD | 269 | 269 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO INC | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 592,572 | 592,572 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. |
STO
page 4 of 8
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ORD | 20,139 | 20,139 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ORD | 35,913 | 35,913 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 2,075,077 | 2,075,077 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 733,761 | 733,761 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 78,289 | 78,289 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 23,399,456 | 23,399,456 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ORD | 42,090 | 42,090 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 132,820 | 132,820 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 641,898 | 641,898 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC SYDNEY | ORD | 1,072,145 | 1,072,145 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 513,710 | 513,710 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 5,292,713 | 5,292,713 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 1,148,683 | 1,148,683 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. |
STO
page 5 of 8
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ORD | 753,529 | 753,529 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP PARIBAS LUX | ORD | 10,375 | 10,375 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ORD | 59,318 | 59,318 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ORD | 799,842 | 799,842 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 9,154,422 | 9,154,422 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ORD | 42,153 | 42,153 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ORD | 832,134 | 832,134 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ORD | 738,101 | 738,101 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 119,954 | 119,954 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 10,107 | 10,107 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ORD | 688,194 | 688,194 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 1,508,983 | 1,508,983 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ORD | 65,899 | 65,899 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. |
STO
page 6 of 8
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 78,286 | 78,286 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 418,687 | 418,687 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-State Street Bank | ORD | 9,650 | 9,650 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | S.p.A | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 134,769 | 134,769 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 803,520 | 803,520 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ORD | 41,195 | 41,195 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 1,050,842 | 1,050,842 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 1,140,979 | 1,140,979 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 4,691 | 4,691 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 28,231 | 28,231 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ORD | 45,084 | 45,084 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 25,585 | 25,585 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 2,427,102 | 2,427,102 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. |
STO
page 7 of 8
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 76,291 | 76,291 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | MITSUI-SUMITOMO | ORD | 35,057 | 35,057 | subsidiary of | |
| securities and/or the power to dispose of securities as | TRUST | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 26,561 | 26,561 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | ORD | 66,399 | 66,399 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 1,150,428 | 1,150,428 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 1,067,192 | 1,067,192 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 4,171,929 | 4,171,929 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as responsible entity. |
STO
page 8 of 8
Annexure B
This is Annexure B of 10 pages referred to in form 603 Notice of initial substantial shareholder
28-Feb-18 Maria Tricarico, Date Authorised Signatory
5. Consideration
| SANTOS LIMITED (STO) | SANTOS LIMITED (STO) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Advisors(UK)Limited 27-Oct-17 yes |
4.35 on mkt buy AUD ORD 15,076 15,076 |
| BlackRock Institutional Trust Company, National Association 27-Oct-17 yes |
4.35 on mkt buy AUD ORD 22,345 22,345 |
| BlackRock Advisors,LLC 30-Oct-17 yes |
4.51 on mkt buy AUD ORD 19,274 19,274 |
| BlackRock Advisors(UK)Limited 31-Oct-17 yes |
4.50 on mkt buy AUD ORD 4,192 4,192 |
| BlackRock Advisors(UK)Limited 31-Oct-17 yes |
4.50 on mkt buy AUD ORD 482 482 |
| BlackRock Asset Management North Asia Limited 31-Oct-17 yes |
4.50 on mkt buy AUD ORD 10,302 10,302 |
| BlackRock Fund Advisors 31-Oct-17 no |
n/a in specie AUD ORD 73,008 73,008 |
| BlackRock Investment Management (Australia) Limited 01-Nov-17 yes |
4.57 on mkt buy AUD ORD 15,424 15,424 |
| BlackRock Investment Management (Australia) Limited 01-Nov-17 yes |
4.57 on mkt buy AUD ORD 1,662 1,662 |
| BlackRock Investment Management (Australia) Limited 01-Nov-17 yes |
4.58 on mkt buy AUD ORD 12,648 12,648 |
| BlackRock Advisors(UK)Limited 01-Nov-17 yes |
4.58 on mkt buy AUD ORD 4,747 4,747 |
| BlackRock Advisors(UK)Limited 01-Nov-17 yes |
4.58 on mkt buy AUD ORD 482 482 |
| BlackRock Fund Advisors 02-Nov-17 no |
n/a in specie AUD ORD 3,020 3,020 |
| BlackRock Fund Advisors 02-Nov-17 no |
n/a in specie AUD ORD 3,042 3,042 |
| BlackRock Advisors(UK)Limited 03-Nov-17 yes |
4.56 on mkt buy AUD ORD 9,494 9,494 |
| BlackRock Advisors(UK)Limited 06-Nov-17 yes |
4.59 on mkt buy AUD ORD 5,240 5,240 |
| BlackRock Fund Advisors 06-Nov-17 no |
n/a in specie AUD ORD 6,084 6,084 |
| BlackRock Fund Advisors 06-Nov-17 no |
n/a in specie AUD ORD 22,650 22,650 |
| BlackRock Financial Management,Inc. 07-Nov-17 no |
n/a in specie AUD ORD 5,054 5,054 |
| BlackRock Advisors,LLC 07-Nov-17 yes |
4.74 on mkt buy AUD ORD 789 789 |
| BlackRock Advisors(UK)Limited 07-Nov-17 yes |
4.76 on mkt buy AUD ORD 17,292 17,292 |
| BlackRock Fund Advisors 07-Nov-17 no |
n/a in specie AUD ORD 4,266 4,266 |
| BlackRock Advisors(UK)Limited 08-Nov-17 yes |
4.78 on mkt buy AUD ORD 3,771 3,771 |
| BlackRock Advisors(UK)Limited 08-Nov-17 yes |
4.78 on mkt buy AUD ORD 706 706 |
| BlackRock Institutional Trust Company, National Association 08-Nov-17 yes |
4.78 on mkt buy AUD ORD 23,284 23,284 |
| BlackRock Fund Advisors 08-Nov-17 no |
n/a in specie AUD ORD 9,480 9,480 |
| BlackRock Fund Advisors 08-Nov-17 no |
n/a in specie AUD ORD 4,795 4,795 |
| BlackRock Fund Advisors 08-Nov-17 no |
n/a in specie AUD ORD 9,060 9,060 |
| BlackRock Fund Advisors 08-Nov-17 no |
n/a in specie AUD ORD 16,610 16,610 |
| BlackRock Advisors(UK)Limited 09-Nov-17 yes |
4.65 on mkt buy AUD ORD 1,498 1,498 |
| BlackRock Advisors(UK)Limited 10-Nov-17 yes |
4.50 on mkt buy AUD ORD 4,749 4,749 |
| BlackRock Advisors(UK)Limited 10-Nov-17 yes |
4.49 on mkt buy AUD ORD 27,157 27,157 |
| BlackRock Advisors(UK)Limited 10-Nov-17 yes |
4.49 on mkt buy AUD ORD 28,603 28,603 |
| BlackRock Advisors(UK)Limited 10-Nov-17 yes |
4.49 on mkt buy AUD ORD 9,290 9,290 |
| BlackRock Fund Advisors 10-Nov-17 no |
n/a in specie AUD ORD 3,750 3,750 |
| BlackRock Investment Management (UK) Limited 10-Nov-17 no |
n/a in specie AUD ORD 6,086 6,086 |
| BlackRock Advisors(UK)Limited 13-Nov-17 yes |
4.58 on mkt buy AUD ORD 50,037 50,037 |
| BlackRock Investment Management (UK) Limited 13-Nov-17 no |
n/a collateral transfer AUD ORD 29,998 29,998 |
| BlackRock Investment Management (Australia) Limited 14-Nov-17 yes |
4.48 on mkt buy AUD ORD 13,967 13,967 |
| BlackRock Advisors(UK)Limited 14-Nov-17 yes |
4.48 on mkt buy AUD ORD 44,614 44,614 |
| BlackRock Advisors(UK)Limited 14-Nov-17 yes |
4.48 on mkt buy AUD ORD 11,690 11,690 |
| BlackRock Fund Advisors 14-Nov-17 no |
n/a in specie AUD ORD 7,550 7,550 |
| BlackRock Fund Advisors 14-Nov-17 no |
n/a in specie AUD ORD 11,250 11,250 |
| BlackRock Investment Management (Australia) Limited 15-Nov-17 yes |
4.38 on mkt buy AUD ORD 14,756 14,756 |
| BlackRock Advisors(UK)Limited 15-Nov-17 yes |
4.38 on mkt buy AUD ORD 5,162 5,162 |
| BlackRock Institutional Trust Company, National Association 15-Nov-17 yes |
4.38 on mkt buy AUD ORD 131,569 131,569 |
| BlackRock Fund Advisors 15-Nov-17 no |
n/a in specie AUD ORD 19,630 19,630 |
| BlackRock Fund Advisors 16-Nov-17 no |
n/a in specie AUD ORD 42,280 42,280 |
| BlackRock Fund Advisors 16-Nov-17 no |
n/a in specie AUD ORD 7,550 7,550 |
| BlackRock Fund Advisors 16-Nov-17 no |
n/a in specie AUD ORD 61,688 61,688 |
| BlackRock Advisors(UK)Limited 17-Nov-17 yes |
5.01 on mkt buy AUD ORD 335 335 |
| BlackRock Fund Advisors 17-Nov-17 no |
n/a in specie AUD ORD 5,688 5,688 |
STO
page 1 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 21-Nov-17 yes |
5.07 on mkt buy AUD ORD 5,150 5,150 |
| BlackRock Advisors(UK)Limited 21-Nov-17 yes |
5.07 on mkt buy AUD ORD 4,855 4,855 |
| BlackRock Fund Advisors 21-Nov-17 no |
n/a in specie AUD ORD 8,712 8,712 |
| BlackRock Advisors,LLC 22-Nov-17 yes |
5.14 on mkt buy AUD ORD 87 87 |
| BlackRock Advisors(UK)Limited 22-Nov-17 yes |
5.13 on mkt buy AUD ORD 5,115 5,115 |
| BlackRock Investment Management (Australia) Limited 22-Nov-17 yes |
5.13 on mkt buy AUD ORD 7,722 7,722 |
| BlackRock Fund Advisors 22-Nov-17 no |
n/a in specie AUD ORD 26,260 26,260 |
| BlackRock Fund Advisors 22-Nov-17 no |
n/a in specie AUD ORD 7,981 7,981 |
| BlackRock Fund Advisors 22-Nov-17 no |
n/a in specie AUD ORD 7,500 7,500 |
| BlackRock Fund Advisors 22-Nov-17 no |
n/a in specie AUD ORD 7,500 7,500 |
| BlackRock Fund Advisors 22-Nov-17 no |
n/a in specie AUD ORD 7,500 7,500 |
| BlackRock Advisors (UK) Limited 22-Nov-17 no |
n/a collateral transfer AUD ORD 29,994 29,994 |
| BlackRock Financial Management,Inc. 24-Nov-17 yes |
5.12 on mkt buy AUD ORD 828 828 |
| BlackRock Advisors(UK)Limited 24-Nov-17 yes |
5.07 on mkt buy AUD ORD 2,625 2,625 |
| BlackRock Advisors(UK)Limited 24-Nov-17 yes |
5.07 on mkt buy AUD ORD 956 956 |
| BlackRock Investment Management (UK) Limited 24-Nov-17 no |
n/a in specie AUD ORD 24,693 24,693 |
| BlackRock Investment Management (UK) Limited 24-Nov-17 no |
n/a in specie AUD ORD 23,067 23,067 |
| BlackRock Advisors (UK) Limited 24-Nov-17 no |
n/a collateral transfer AUD ORD 82,261 82,261 |
| BlackRock Investment Management (Australia) Limited 27-Nov-17 yes |
5.03 on mkt buy AUD ORD 210,800 210,800 |
| BlackRock Advisors(UK)Limited 27-Nov-17 yes |
5.03 on mkt buy AUD ORD 23,154 23,154 |
| BlackRock Japan Co., Ltd. 27-Nov-17 no |
n/a collateral transfer AUD ORD 56,307 56,307 |
| BlackRock Investment Management (Australia) Limited 28-Nov-17 yes |
5.14 on mkt buy AUD ORD 227,664 227,664 |
| BlackRock Advisors(UK)Limited 28-Nov-17 yes |
5.14 on mkt buy AUD ORD 814 814 |
| BlackRock Investment Management (Australia) Limited 28-Nov-17 yes |
5.14 on mkt buy AUD ORD 12,709 12,709 |
| BlackRock Advisors(UK)Limited 28-Nov-17 yes |
5.12 on mkt buy AUD ORD 15,342 15,342 |
| BlackRock Fund Advisors 28-Nov-17 no |
n/a in specie AUD ORD 8,112 8,112 |
| BlackRock Japan Co., Ltd. 28-Nov-17 no |
n/a collateral transfer AUD ORD 65,746 65,746 |
| BlackRock Investment Management (Australia) Limited 29-Nov-17 yes |
5.15 on mkt buy AUD ORD 88,536 88,536 |
| BlackRock Institutional Trust Company, National Association 29-Nov-17 yes |
5.15 on mkt buy AUD ORD 35,419 35,419 |
| BlackRock Fund Advisors 29-Nov-17 no |
n/a in specie AUD ORD 4,740 4,740 |
| BlackRock Institutional Trust Company, National Association 30-Nov-17 yes |
5.08 on mkt buy AUD ORD 79,513 79,513 |
| BlackRock Fund Advisors 30-Nov-17 yes |
5.08 on mkt buy AUD ORD 16,050 16,050 |
| BlackRock Asset Management Canada Limited 30-Nov-17 yes |
5.08 on mkt buy AUD ORD 1,677 1,677 |
| BlackRock Asset Management Canada Limited 30-Nov-17 yes |
5.08 on mkt buy AUD ORD 1,599 1,599 |
| BlackRock Institutional Trust Company, National Association 30-Nov-17 yes |
5.08 on mkt buy AUD ORD 200,496 200,496 |
| BlackRock Asset Management Canada Limited 30-Nov-17 yes |
5.08 on mkt buy AUD ORD 1,223 1,223 |
| BlackRock Fund Advisors 30-Nov-17 yes |
5.08 on mkt buy AUD ORD 34,398 34,398 |
| BlackRock Institutional Trust Company, National Association 30-Nov-17 yes |
5.08 on mkt buy AUD ORD 37,422 37,422 |
| BlackRock Institutional Trust Company, National Association 30-Nov-17 yes |
5.08 on mkt buy AUD ORD 2,971 2,971 |
| BlackRock Fund Advisors 30-Nov-17 yes |
5.08 on mkt buy AUD ORD 4,239 4,239 |
| BlackRock Asset Management Canada Limited 30-Nov-17 yes |
5.08 on mkt buy AUD ORD 17,144 17,144 |
| BlackRock Financial Management,Inc. 01-Dec-17 yes |
5.13 on mkt buy AUD ORD 1,040 1,040 |
| BlackRock Fund Advisors 01-Dec-17 no |
n/a in specie AUD ORD 15,000 15,000 |
| BlackRock Japan Co.,Ltd. 04-Dec-17 yes |
5.17 on mkt buy AUD ORD 861 861 |
| BlackRock Investment Management (Australia) Limited 04-Dec-17 yes |
5.13 on mkt buy AUD ORD 42,791 42,791 |
| BlackRock Fund Advisors 04-Dec-17 no |
n/a in specie AUD ORD 3,960 3,960 |
| BlackRock Fund Advisors 04-Dec-17 no |
n/a in specie AUD ORD 1,584 1,584 |
| BlackRock Advisors,LLC 05-Dec-17 yes |
5.08 on mkt buy AUD ORD 87 87 |
| BlackRock Advisors(UK)Limited 05-Dec-17 yes |
5.03 on mkt buy AUD ORD 3,782 3,782 |
| BlackRock Advisors(UK)Limited 05-Dec-17 yes |
5.03 on mkt buy AUD ORD 1,912 1,912 |
| BlackRock Fund Advisors 05-Dec-17 no |
n/a in specie AUD ORD 8,712 8,712 |
| BlackRock Fund Advisors 05-Dec-17 no |
n/a in specie AUD ORD 1,002 1,002 |
| BlackRock Institutional Trust Company, National Association 06-Dec-17 yes |
4.93 on mkt buy AUD ORD 80 80 |
STO
page 2 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 06-Dec-17 yes |
4.91 on mkt buy AUD ORD 12,648 12,648 |
| BlackRock Advisors(UK)Limited 06-Dec-17 yes |
4.91 on mkt buy AUD ORD 2,625 2,625 |
| BlackRock Advisors(UK)Limited 06-Dec-17 yes |
4.91 on mkt buy AUD ORD 1,575 1,575 |
| BlackRock Advisors(UK)Limited 06-Dec-17 yes |
4.91 on mkt buy AUD ORD 479 479 |
| BlackRock Fund Advisors 06-Dec-17 no |
n/a in specie AUD ORD 3,750 3,750 |
| BlackRock Advisors(UK)Limited 06-Dec-17 no |
n/a in specie AUD ORD 10,991 10,991 |
| BlackRock Institutional Trust Company, National Association 07-Dec-17 yes |
4.96 on mkt buy AUD ORD 145,653 145,653 |
| BlackRock Fund Advisors 07-Dec-17 no |
n/a in specie AUD ORD 2,028 2,028 |
| BlackRock Japan Co., Ltd. 07-Dec-17 no |
n/a collateral transfer AUD ORD 1,660,438 1,660,438 |
| BlackRock Financial Management,Inc. 08-Dec-17 no |
n/a in specie AUD ORD 14,643 14,643 |
| BlackRock Financial Management,Inc. 08-Dec-17 yes |
4.97 on mkt buy AUD ORD 3,314 3,314 |
| BlackRock Investment Management (Australia) Limited 08-Dec-17 yes |
5.00 on mkt buy AUD ORD 21,069 21,069 |
| BlackRock Fund Advisors 08-Dec-17 no |
n/a in specie AUD ORD 3,836 3,836 |
| BlackRock Fund Advisors 08-Dec-17 no |
n/a in specie AUD ORD 5,754 5,754 |
| BlackRock Investment Management (UK) Limited 08-Dec-17 no |
n/a in specie AUD ORD 7,278 7,278 |
| BlackRock Investment Management (UK) Limited 08-Dec-17 no |
n/a in specie AUD ORD 26,655 26,655 |
| BlackRock Investment Management,LLC 11-Dec-17 yes |
5.04 on mkt buy AUD ORD 710 710 |
| BlackRock Investment Management (UK) Limited 11-Dec-17 yes |
5.05 on mkt buy AUD ORD 195,822 195,822 |
| BlackRock Advisors(UK)Limited 11-Dec-17 yes |
5.05 on mkt buy AUD ORD 748 748 |
| BlackRock Advisors(UK)Limited 12-Dec-17 yes |
5.10 on mkt buy AUD ORD 15,124 15,124 |
| BlackRock Fund Advisors 12-Dec-17 no |
n/a in specie AUD ORD 3,168 3,168 |
| BlackRock Fund Advisors 12-Dec-17 no |
n/a in specie AUD ORD 11,880 11,880 |
| BlackRock Fund Advisors 12-Dec-17 no |
n/a in specie AUD ORD 3,168 3,168 |
| BlackRock Fund Advisors 12-Dec-17 no |
n/a in specie AUD ORD 7,981 7,981 |
| BlackRock Fund Advisors 12-Dec-17 no |
n/a in specie AUD ORD 15,962 15,962 |
| BlackRock Fund Advisors 12-Dec-17 no |
n/a in specie AUD ORD 3,750 3,750 |
| BlackRock Advisors(UK)Limited 13-Dec-17 yes |
5.04 on mkt buy AUD ORD 9,975 9,975 |
| BlackRock Investment Management (Australia) Limited 13-Dec-17 yes |
5.04 on mkt buy AUD ORD 5,544 5,544 |
| BlackRock Investment Management (Australia) Limited 13-Dec-17 yes |
5.04 on mkt buy AUD ORD 109,985 109,985 |
| BlackRock Fund Advisors 13-Dec-17 no |
n/a in specie AUD ORD 7,981 7,981 |
| BlackRock Investment Management (Australia) Limited 13-Dec-17 yes |
5.04 on mkt buy AUD ORD 293,590 293,590 |
| BlackRock Advisors(UK)Limited 14-Dec-17 yes |
5.06 on mkt buy AUD ORD 10,234 10,234 |
| BlackRock Financial Management,Inc. 15-Dec-17 yes |
5.04 on mkt buy AUD ORD 300 300 |
| BlackRock Advisors,LLC 15-Dec-17 yes |
5.02 on mkt buy AUD ORD 31,971 31,971 |
| BlackRock Investment Management (UK) Limited 15-Dec-17 yes |
5.02 on mkt buy AUD ORD 46,946 46,946 |
| BlackRock Institutional Trust Company, National Association 15-Dec-17 yes |
5.02 on mkt buy AUD ORD 10,083 10,083 |
| BlackRock Fund Advisors 15-Dec-17 no |
n/a in specie AUD ORD 21,008 21,008 |
| BlackRock Fund Advisors 15-Dec-17 no |
n/a in specie AUD ORD 15,756 15,756 |
| BlackRock Advisors(UK)Limited 18-Dec-17 yes |
5.03 on mkt buy AUD ORD 26,481 26,481 |
| BlackRock Advisors(UK)Limited 18-Dec-17 yes |
5.06 on mkt buy AUD ORD 4,824 4,824 |
| BlackRock Advisors(UK)Limited 18-Dec-17 yes |
5.06 on mkt buy AUD ORD 5,720 5,720 |
| BlackRock Advisors(UK)Limited 18-Dec-17 yes |
5.06 on mkt buy AUD ORD 4,116 4,116 |
| BlackRock Fund Advisors 18-Dec-17 no |
n/a in specie AUD ORD 22,650 22,650 |
| BlackRock Investment Management (Australia) Limited 19-Dec-17 yes |
5.03 on mkt buy AUD ORD 1,355 1,355 |
| BlackRock Advisors,LLC 19-Dec-17 yes |
5.07 on mkt buy AUD ORD 44 44 |
| BlackRock Advisors,LLC 19-Dec-17 yes |
5.07 on mkt buy AUD ORD 114 114 |
| BlackRock Investment Management (Australia) Limited 19-Dec-17 yes |
5.07 on mkt buy AUD ORD 1,738 1,738 |
| BlackRock Institutional Trust Company, National Association 19-Dec-17 no |
n/a in specie AUD ORD 13,673 13,673 |
| BlackRock Fund Advisors 19-Dec-17 no |
n/a in specie AUD ORD 15,756 15,756 |
| BlackRock Fund Advisors 19-Dec-17 no |
n/a in specie AUD ORD 15,000 15,000 |
| BlackRock Fund Advisors 19-Dec-17 no |
n/a in specie AUD ORD 3,750 3,750 |
| BlackRock Advisors (UK) Limited 19-Dec-17 no |
n/a collateral transfer AUD ORD 2,313 2,313 |
| BlackRock Investment Management (Australia) Limited 20-Dec-17 yes |
5.10 on mkt buy AUD ORD 271 271 |
| BlackRock Investment Management (Australia) Limited 20-Dec-17 yes |
5.10 on mkt buy AUD ORD 5,911 5,911 |
| BlackRock Investment Management (Australia) Limited 20-Dec-17 yes |
5.10 on mkt buy AUD ORD 10,916 10,916 |
| BlackRock Fund Advisors 20-Dec-17 yes |
5.10 on mkt buy AUD ORD 11,845 11,845 |
STO
page 3 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 20-Dec-17 no |
n/a in specie AUD ORD 11,429 11,429 |
| BlackRock Fund Advisors 20-Dec-17 no |
n/a in specie AUD ORD 3,750 3,750 |
| BlackRock Fund Advisors 20-Dec-17 no |
n/a in specie AUD ORD 7,500 7,500 |
| BlackRock Advisors (UK) Limited 20-Dec-17 no |
n/a collateral transfer AUD ORD 22,687 22,687 |
| BlackRock Advisors(UK)Limited 21-Dec-17 yes |
5.27 on mkt buy AUD ORD 1,372 1,372 |
| BlackRock Institutional Trust Company, National Association 21-Dec-17 yes |
5.27 on mkt buy AUD ORD 10,100 10,100 |
| BlackRock Fund Advisors 21-Dec-17 no |
n/a in specie AUD ORD 14,930 14,930 |
| BlackRock Fund Advisors 21-Dec-17 no |
n/a in specie AUD ORD 4,795 4,795 |
| BlackRock Fund Advisors 21-Dec-17 no |
n/a in specie AUD ORD 5,754 5,754 |
| BlackRock Financial Management,Inc. 22-Dec-17 yes |
5.31 on mkt buy AUD ORD 62,950 62,950 |
| BlackRock Investment Management (Australia) Limited 22-Dec-17 yes |
5.31 on mkt buy AUD ORD 1,699 1,699 |
| BlackRock Advisors(UK)Limited 22-Dec-17 yes |
5.31 on mkt buy AUD ORD 3,780 3,780 |
| BlackRock Advisors(UK)Limited 22-Dec-17 yes |
5.31 on mkt buy AUD ORD 748 748 |
| BlackRock Advisors (UK) Limited 22-Dec-17 no |
n/a collateral transfer AUD ORD 1,260,002 1,260,002 |
| BlackRock Advisors (UK) Limited 26-Dec-17 no |
n/a collateral transfer AUD ORD 1,285,000 1,285,000 |
| BlackRock Fund Advisors 27-Dec-17 no |
n/a in specie AUD ORD 7,981 7,981 |
| BlackRock Investment Management (Australia) Limited 27-Dec-17 yes |
5.39 on mkt buy AUD ORD 6,032 6,032 |
| BlackRock(Netherlands)B.V. 27-Dec-17 yes |
5.39 on mkt buy AUD ORD 2,079 2,079 |
| BlackRock Fund Advisors 27-Dec-17 yes |
5.39 on mkt buy AUD ORD 72,000 72,000 |
| BlackRock Institutional Trust Company, National Association 27-Dec-17 yes |
5.39 on mkt buy AUD ORD 35,142 35,142 |
| BlackRock Fund Advisors 27-Dec-17 yes |
5.39 on mkt buy AUD ORD 18,576 18,576 |
| BlackRock Fund Advisors 27-Dec-17 no |
n/a in specie AUD ORD 26,165 26,165 |
| BlackRock Financial Management,Inc. 28-Dec-17 yes |
5.40 on mkt buy AUD ORD 10,769 10,769 |
| BlackRock Advisors(UK)Limited 28-Dec-17 yes |
5.41 on mkt buy AUD ORD 2,092 2,092 |
| BlackRock Institutional Trust Company, National Association 28-Dec-17 yes |
5.41 on mkt buy AUD ORD 54,135 54,135 |
| BlackRock Investment Management (Australia) Limited 28-Dec-17 yes |
5.41 on mkt buy AUD ORD 7,603 7,603 |
| BlackRock Fund Advisors 28-Dec-17 no |
n/a in specie AUD ORD 860 860 |
| BlackRock Advisors(UK)Limited 29-Dec-17 yes |
5.45 on mkt buy AUD ORD 4,819 4,819 |
| BlackRock Advisors(UK)Limited 29-Dec-17 yes |
5.45 on mkt buy AUD ORD 9,638 9,638 |
| BlackRock Advisors,LLC 29-Dec-17 yes |
5.45 on mkt buy AUD ORD 125,501 125,501 |
| BlackRock Institutional Trust Company, National Association 29-Dec-17 no |
n/a in specie AUD ORD 90,769 90,769 |
| BlackRock Investment Management (Australia) Limited 02-Jan-18 yes |
5.46 on mkt buy AUD ORD 3,732 3,732 |
| BlackRock Fund Advisors 02-Jan-18 no |
n/a in specie AUD ORD 430 430 |
| BlackRock Investment Management,LLC 03-Jan-18 yes |
5.42 on mkt buy AUD ORD 5,861 5,861 |
| BlackRock Advisors(UK)Limited 03-Jan-18 yes |
5.45 on mkt buy AUD ORD 5,047 5,047 |
| BlackRock Advisors(UK)Limited 03-Jan-18 yes |
5.45 on mkt buy AUD ORD 20,188 20,188 |
| BlackRock Advisors(UK)Limited 03-Jan-18 yes |
5.45 on mkt buy AUD ORD 2,744 2,744 |
| BlackRock Fund Advisors 03-Jan-18 no |
n/a in specie AUD ORD 26,165 26,165 |
| BlackRock Asset Management Canada Limited 04-Jan-18 no |
n/a in specie AUD ORD 6,785 6,785 |
| BlackRock International Limited 04-Jan-18 yes |
5.45 on mkt buy AUD ORD 4,148 4,148 |
| BlackRock Institutional Trust Company, National Association 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 709 709 |
| BlackRock Institutional Trust Company, National Association 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 8,806 8,806 |
| BlackRock Advisors(UK)Limited 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 3,828 3,828 |
| BlackRock Financial Management,Inc. 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 24,744 24,744 |
| BlackRock Financial Management,Inc. 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 7,676 7,676 |
| BlackRock Institutional Trust Company, National Association 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 37,461 37,461 |
| BlackRock Institutional Trust Company, National Association 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 4,612 4,612 |
| BlackRock Financial Management,Inc. 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 14,569 14,569 |
| BlackRock Institutional Trust Company, National Association 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 17,113 17,113 |
| BlackRock Institutional Trust Company, National Association 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 4,924 4,924 |
| BlackRock Institutional Trust Company, National Association 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 21,530 21,530 |
| BlackRock Investment Management (UK) Limited 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 5,312 5,312 |
| BlackRock Advisors(UK)Limited 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 3,770 3,770 |
| BlackRock Advisors(UK)Limited 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 3,228 3,228 |
| BlackRock Financial Management,Inc. 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 5,925 5,925 |
STO
page 4 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 20,086 20,086 |
| BlackRock Institutional Trust Company, National Association 04-Jan-18 yes |
5.46 on mkt buy AUD ORD 3,540 3,540 |
| BlackRock Advisors(UK)Limited 04-Jan-18 yes |
5.45 on mkt buy AUD ORD 2,620 2,620 |
| BlackRock Fund Advisors 04-Jan-18 yes |
5.45 on mkt buy AUD ORD 23,358 23,358 |
| BlackRock Advisors(UK)Limited 04-Jan-18 yes |
5.45 on mkt buy AUD ORD 8,304 8,304 |
| BlackRock Fund Advisors 04-Jan-18 no |
n/a in specie AUD ORD 44,790 44,790 |
| BlackRock Fund Advisors 04-Jan-18 no |
n/a in specie AUD ORD 15,962 15,962 |
| BlackRock Financial Management,Inc. 05-Jan-18 yes |
5.56 on mkt buy AUD ORD 16,657 16,657 |
| BlackRock Advisors(UK)Limited 05-Jan-18 yes |
5.54 on mkt buy AUD ORD 3,782 3,782 |
| BlackRock Advisors(UK)Limited 05-Jan-18 yes |
5.55 on mkt buy AUD ORD 1,046 1,046 |
| BlackRock Fund Advisors 05-Jan-18 no |
n/a in specie AUD ORD 9,360 9,360 |
| BlackRock Fund Advisors 05-Jan-18 no |
n/a in specie AUD ORD 16,680 16,680 |
| BlackRock Japan Co., Ltd. 05-Jan-18 no |
n/a collateral transfer AUD ORD 106,000 106,000 |
| BlackRock Institutional Trust Company, National Association 08-Jan-18 yes |
5.58 on mkt buy AUD ORD 3,000 3,000 |
| BlackRock Investment Management,LLC 08-Jan-18 yes |
5.58 on mkt buy AUD ORD 1,551 1,551 |
| BlackRock Advisors(UK)Limited 08-Jan-18 yes |
5.59 on mkt buy AUD ORD 7,720 7,720 |
| BlackRock Advisors(UK)Limited 08-Jan-18 yes |
5.59 on mkt buy AUD ORD 3,360 3,360 |
| BlackRock Institutional Trust Company, National Association 08-Jan-18 yes |
5.59 on mkt buy AUD ORD 16,188 16,188 |
| BlackRock Institutional Trust Company, National Association 09-Jan-18 yes |
5.59 on mkt buy AUD ORD 1,322 1,322 |
| BlackRock Institutional Trust Company, National Association 09-Jan-18 yes |
5.59 on mkt buy AUD ORD 739 739 |
| BlackRock Institutional Trust Company, National Association 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 5,872 5,872 |
| BlackRock Investment Management,LLC 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 10,822 10,822 |
| BlackRock Investment Management (UK) Limited 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 2,429 2,429 |
| BlackRock Institutional Trust Company, National Association 09-Jan-18 yes |
5.59 on mkt buy AUD ORD 10,671 10,671 |
| BlackRock Institutional Trust Company, National Association 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 2,280 2,280 |
| BlackRock Institutional Trust Company, National Association 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 9,300 9,300 |
| BlackRock Institutional Trust Company, National Association 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 2,280 2,280 |
| BlackRock Advisors(UK)Limited 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 14,314 14,314 |
| BlackRock Japan Co.,Ltd. 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 11,743 11,743 |
| BlackRock Japan Co.,Ltd. 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 13,043 13,043 |
| BlackRock Japan Co.,Ltd. 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 5,287 5,287 |
| BlackRock Japan Co.,Ltd. 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 5,959 5,959 |
| BlackRock Japan Co.,Ltd. 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 11,281 11,281 |
| BlackRock Japan Co.,Ltd. 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 5,874 5,874 |
| BlackRock Advisors,LLC 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 12,729 12,729 |
| BlackRock Asset Management Canada Limited 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 6,773 6,773 |
| BlackRock Financial Management,Inc. 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 58,875 58,875 |
| BlackRock Financial Management,Inc. 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 16,387 16,387 |
| BlackRock Investment Management,LLC 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 2,432 2,432 |
| BlackRock International Limited 09-Jan-18 yes |
5.59 on mkt buy AUD ORD 19,219 19,219 |
| BlackRock Institutional Trust Company, National Association 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 4,473 4,473 |
| BlackRock Advisors,LLC 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 4,555 4,555 |
| BlackRock Institutional Trust Company, National Association 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 47,170 47,170 |
| BlackRock Investment Management (UK) Limited 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 4,338 4,338 |
| BlackRock Advisors(UK)Limited 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 6,774 6,774 |
| BlackRock Advisors(UK)Limited 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 12,819 12,819 |
| BlackRock Financial Management,Inc. 09-Jan-18 yes |
5.60 on mkt buy AUD ORD 5,905 5,905 |
| BlackRock Advisors(UK)Limited 09-Jan-18 yes |
5.59 on mkt buy AUD ORD 7,720 7,720 |
| BlackRock Advisors(UK)Limited 09-Jan-18 yes |
5.59 on mkt buy AUD ORD 5,046 5,046 |
| BlackRock Advisors(UK)Limited 09-Jan-18 yes |
5.59 on mkt buy AUD ORD 481 481 |
| BlackRock Advisors(UK)Limited 09-Jan-18 yes |
5.59 on mkt buy AUD ORD 1,443 1,443 |
| BlackRock Fund Advisors 09-Jan-18 no |
n/a in specie AUD ORD 4,212 4,212 |
| BlackRock Japan Co., Ltd. 09-Jan-18 no |
n/a collateral transfer AUD ORD 453,628 453,628 |
| BlackRock Advisors (UK) Limited 09-Jan-18 no |
n/a collateral transfer AUD ORD 24,997 24,997 |
| BlackRock Institutional Trust Company, National Association 10-Jan-18 yes |
5.62 on mkt buy AUD ORD 358 358 |
| BlackRock Advisors(UK)Limited 10-Jan-18 yes |
5.60 on mkt buy AUD ORD 18,910 18,910 |
STO
page 5 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 10-Jan-18 no |
n/a in specie AUD ORD 29,860 29,860 |
| BlackRock Fund Advisors 10-Jan-18 no |
n/a in specie AUD ORD 3,694 3,694 |
| BlackRock Japan Co., Ltd. 10-Jan-18 no |
n/a collateral transfer AUD ORD 564,788 564,788 |
| BlackRock Advisors (UK) Limited 10-Jan-18 no |
n/a collateral transfer AUD ORD 674 674 |
| BlackRock Institutional Trust Company, National Association 11-Jan-18 yes |
5.54 on mkt buy AUD ORD 394 394 |
| BlackRock Advisors(UK)Limited 11-Jan-18 yes |
5.56 on mkt buy AUD ORD 3,781 3,781 |
| BlackRock Fund Advisors 11-Jan-18 no |
n/a in specie AUD ORD 3,694 3,694 |
| BlackRock Fund Advisors 11-Jan-18 no |
n/a in specie AUD ORD 29,880 29,880 |
| BlackRock Advisors (UK) Limited 11-Jan-18 no |
n/a collateral transfer AUD ORD 325,327 325,327 |
| BlackRock Financial Management,Inc. 12-Jan-18 yes |
5.53 on mkt buy AUD ORD 18,447 18,447 |
| BlackRock Financial Management,Inc. 12-Jan-18 yes |
5.53 on mkt buy AUD ORD 5,605 5,605 |
| BlackRock Institutional Trust Company, National Association 12-Jan-18 yes |
5.53 on mkt buy AUD ORD 16,303 16,303 |
| BlackRock Institutional Trust Company, National Association 12-Jan-18 yes |
5.53 on mkt buy AUD ORD 250 250 |
| BlackRock Institutional Trust Company, National Association 12-Jan-18 yes |
5.53 on mkt buy AUD ORD 225 225 |
| BlackRock Institutional Trust Company, National Association 12-Jan-18 yes |
5.54 on mkt buy AUD ORD 5,472 5,472 |
| BlackRock Advisors,LLC 12-Jan-18 yes |
5.54 on mkt buy AUD ORD 12,103 12,103 |
| BlackRock Asset Management Canada Limited 12-Jan-18 yes |
5.54 on mkt buy AUD ORD 6,567 6,567 |
| BlackRock Investment Management,LLC 12-Jan-18 yes |
5.54 on mkt buy AUD ORD 2,259 2,259 |
| BlackRock Institutional Trust Company, National Association 12-Jan-18 yes |
5.54 on mkt buy AUD ORD 4,452 4,452 |
| BlackRock Advisors,LLC 12-Jan-18 yes |
5.54 on mkt buy AUD ORD 5,440 5,440 |
| BlackRock Institutional Trust Company, National Association 12-Jan-18 yes |
5.54 on mkt buy AUD ORD 3,930 3,930 |
| BlackRock Advisors(UK)Limited 12-Jan-18 yes |
5.54 on mkt buy AUD ORD 7,542 7,542 |
| BlackRock Institutional Trust Company, National Association 12-Jan-18 yes |
5.53 on mkt buy AUD ORD 11,763 11,763 |
| BlackRock International Limited 12-Jan-18 yes |
5.53 on mkt buy AUD ORD 5,466 5,466 |
| BlackRock Advisors(UK)Limited 12-Jan-18 yes |
5.52 on mkt buy AUD ORD 1,440 1,440 |
| BlackRock Advisors(UK)Limited 12-Jan-18 yes |
5.52 on mkt buy AUD ORD 1,372 1,372 |
| BlackRock Fund Advisors 12-Jan-18 yes |
5.52 on mkt buy AUD ORD 2,360 2,360 |
| BlackRock Fund Advisors 12-Jan-18 no |
n/a in specie AUD ORD 14,930 14,930 |
| BlackRock Japan Co., Ltd. 12-Jan-18 no |
n/a collateral transfer AUD ORD 751,822 751,822 |
| BlackRock Institutional Trust Company, National Association 15-Jan-18 yes |
5.47 on mkt buy AUD ORD 4,457 4,457 |
| BlackRock Advisors(UK)Limited 16-Jan-18 yes |
5.33 on mkt buy AUD ORD 5,046 5,046 |
| BlackRock Investment Management (Australia) Limited 16-Jan-18 yes |
5.33 on mkt buy AUD ORD 312,391 312,391 |
| BlackRock Investment Management (Australia) Limited 16-Jan-18 yes |
5.33 on mkt buy AUD ORD 453,934 453,934 |
| BlackRock Advisors(UK)Limited 16-Jan-18 yes |
5.33 on mkt buy AUD ORD 750 750 |
| BlackRock Fund Advisors 16-Jan-18 no |
n/a in specie AUD ORD 53,748 53,748 |
| BlackRock Fund Advisors 16-Jan-18 no |
n/a in specie AUD ORD 7,388 7,388 |
| BlackRock Fund Advisors 16-Jan-18 no |
n/a in specie AUD ORD 36,940 36,940 |
| BlackRock Investment Management (Australia) Limited 17-Jan-18 yes |
5.29 on mkt buy AUD ORD 86 86 |
| BlackRock Financial Management,Inc. 17-Jan-18 yes |
5.30 on mkt buy AUD ORD 6,911 6,911 |
| BlackRock Investment Management,LLC 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 8,903 8,903 |
| BlackRock Advisors(UK)Limited 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 3,030 3,030 |
| BlackRock Japan Co.,Ltd. 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 13,914 13,914 |
| BlackRock Japan Co.,Ltd. 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 7,336 7,336 |
| BlackRock Japan Co.,Ltd. 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 5,818 5,818 |
| BlackRock Advisors,LLC 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 2,036 2,036 |
| BlackRock Advisors,LLC 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 3,819 3,819 |
| BlackRock Financial Management,Inc. 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 15,354 15,354 |
| BlackRock Financial Management,Inc. 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 5,550 5,550 |
| BlackRock Institutional Trust Company, National Association 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 6,096 6,096 |
| BlackRock Institutional Trust Company, National Association 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 2,453 2,453 |
| BlackRock Advisors,LLC 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 9,913 9,913 |
| BlackRock Institutional Trust Company, National Association 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 4,953 4,953 |
| BlackRock Institutional Trust Company, National Association 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 3,597 3,597 |
| BlackRock Institutional Trust Company, National Association 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 14,283 14,283 |
STO
page 6 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 373 373 |
| BlackRock Institutional Trust Company, National Association 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 4,252 4,252 |
| BlackRock Institutional Trust Company, National Association 17-Jan-18 yes |
5.31 on mkt buy AUD ORD 3,789 3,789 |
| BlackRock Institutional Trust Company, National Association 17-Jan-18 yes |
5.32 on mkt buy AUD ORD 3,723 3,723 |
| BlackRock Advisors(UK)Limited 17-Jan-18 yes |
5.29 on mkt buy AUD ORD 9,628 9,628 |
| BlackRock Fund Advisors 17-Jan-18 no |
n/a in specie AUD ORD 10,764 10,764 |
| BlackRock Fund Advisors 17-Jan-18 no |
n/a in specie AUD ORD 4,680 4,680 |
| BlackRock Fund Advisors 17-Jan-18 no |
n/a in specie AUD ORD 17,916 17,916 |
| BlackRock Fund Advisors 17-Jan-18 no |
n/a in specie AUD ORD 327 327 |
| BlackRock Fund Advisors 17-Jan-18 no |
n/a in specie AUD ORD 7,388 7,388 |
| BlackRock Fund Advisors 17-Jan-18 no |
n/a in specie AUD ORD 14,776 14,776 |
| BlackRock Advisors(UK)Limited 18-Jan-18 yes |
5.21 on mkt buy AUD ORD 524 524 |
| BlackRock Japan Co., Ltd. 18-Jan-18 no |
n/a collateral transfer AUD ORD 893,919 893,919 |
| BlackRock Asset Management Canada Limited 19-Jan-18 no |
n/a in specie AUD ORD 5,994 5,994 |
| BlackRock Financial Management,Inc. 19-Jan-18 yes |
5.17 on mkt buy AUD ORD 814 814 |
| BlackRock Financial Management,Inc. 19-Jan-18 yes |
5.16 on mkt buy AUD ORD 2,694 2,694 |
| BlackRock Advisors(UK)Limited 19-Jan-18 yes |
5.14 on mkt buy AUD ORD 1,443 1,443 |
| BlackRock Fund Advisors 19-Jan-18 no |
n/a in specie AUD ORD 26,874 26,874 |
| BlackRock Fund Advisors 19-Jan-18 no |
n/a in specie AUD ORD 7,500 7,500 |
| BlackRock Advisors(UK)Limited 19-Jan-18 no |
n/a in specie AUD ORD 60,968 60,968 |
| BlackRock Advisors(UK)Limited 19-Jan-18 no |
n/a in specie AUD ORD 27,098 27,098 |
| BlackRock Advisors(UK)Limited 19-Jan-18 no |
n/a in specie AUD ORD 3,123 3,123 |
| BlackRock Advisors(UK)Limited 22-Jan-18 yes |
5.12 on mkt buy AUD ORD 11,388 11,388 |
| BlackRock Advisors(UK)Limited 22-Jan-18 yes |
5.12 on mkt buy AUD ORD 18,980 18,980 |
| BlackRock Advisors(UK)Limited 22-Jan-18 yes |
5.11 on mkt buy AUD ORD 7,592 7,592 |
| BlackRock Institutional Trust Company, National Association 22-Jan-18 yes |
5.12 on mkt buy AUD ORD 119,165 119,165 |
| BlackRock Advisors (UK) Limited 22-Jan-18 no |
n/a collateral transfer AUD ORD 1,048,748 1,048,748 |
| BlackRock Financial Management, Inc. 22-Jan-18 no |
n/a collateral transfer AUD ORD 1,744 1,744 |
| BlackRock Investment Management (UK) Limited 22-Jan-18 no |
n/a collateral transfer AUD ORD 302,504 302,504 |
| BlackRock Advisors(UK)Limited 23-Jan-18 yes |
5.18 on mkt buy AUD ORD 15,180 15,180 |
| BlackRock Advisors(UK)Limited 23-Jan-18 yes |
5.18 on mkt buy AUD ORD 1,372 1,372 |
| BlackRock Fund Advisors 23-Jan-18 no |
n/a in specie AUD ORD 17,916 17,916 |
| BlackRock Japan Co., Ltd. 23-Jan-18 no |
n/a collateral transfer AUD ORD 29,906 29,906 |
| BlackRock Financial Management, Inc. 23-Jan-18 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Investment Management (UK) Limited 24-Jan-18 yes |
5.31 on mkt buy AUD ORD 9,895 9,895 |
| BlackRock Advisors(UK)Limited 24-Jan-18 yes |
5.24 on mkt buy AUD ORD 7,718 7,718 |
| BlackRock Advisors(UK)Limited 24-Jan-18 yes |
5.24 on mkt buy AUD ORD 9,626 9,626 |
| BlackRock Advisors(UK)Limited 24-Jan-18 yes |
5.24 on mkt buy AUD ORD 2,867 2,867 |
| BlackRock Fund Advisors 24-Jan-18 yes |
5.24 on mkt buy AUD ORD 12,955 12,955 |
| BlackRock Fund Advisors 24-Jan-18 no |
n/a in specie AUD ORD 2,340 2,340 |
| BlackRock Fund Advisors 24-Jan-18 no |
n/a in specie AUD ORD 44,790 44,790 |
| BlackRock Fund Advisors 24-Jan-18 no |
n/a in specie AUD ORD 3,694 3,694 |
| BlackRock Advisors (UK) Limited 24-Jan-18 no |
n/a collateral transfer AUD ORD 2 2 |
| BlackRock Advisors(UK)Limited 25-Jan-18 yes |
5.20 on mkt buy AUD ORD 750 750 |
| BlackRock Advisors(UK)Limited 25-Jan-18 yes |
5.20 on mkt buy AUD ORD 15,180 15,180 |
| BlackRock Advisors(UK)Limited 25-Jan-18 yes |
5.20 on mkt buy AUD ORD 1,924 1,924 |
| BlackRock Advisors(UK)Limited 25-Jan-18 yes |
5.20 on mkt buy AUD ORD 39,817 39,817 |
| BlackRock Investment Management (Australia) Limited 25-Jan-18 yes |
5.20 on mkt buy AUD ORD 5,345 5,345 |
| BlackRock Fund Advisors 25-Jan-18 no |
n/a in specie AUD ORD 14,930 14,930 |
| BlackRock Fund Advisors 25-Jan-18 no |
n/a in specie AUD ORD 25,020 25,020 |
| BlackRock Fund Advisors 25-Jan-18 no |
n/a in specie AUD ORD 327 327 |
| BlackRock Investment Management (UK) Limited 25-Jan-18 no |
n/a collateral transfer AUD ORD 29,258 29,258 |
| BlackRock Fund Advisors 26-Jan-18 no |
n/a in specie AUD ORD 3,694 3,694 |
| BlackRock Fund Advisors 26-Jan-18 no |
n/a in specie AUD ORD 654 654 |
| BlackRock Investment Management,LLC 29-Jan-18 yes |
5.24 on mkt buy AUD ORD 2,039 2,039 |
| BlackRock Advisors(UK)Limited 29-Jan-18 yes |
5.25 on mkt buy AUD ORD 7,590 7,590 |
| BlackRock Advisors(UK)Limited 29-Jan-18 yes |
5.25 on mkt buy AUD ORD 3,859 3,859 |
| BlackRock Advisors(UK)Limited 29-Jan-18 yes |
5.25 on mkt buy AUD ORD 1,373 1,373 |
| BlackRock Fund Advisors 29-Jan-18 yes |
5.25 on mkt buy AUD ORD 9,803 9,803 |
| BlackRock Fund Advisors 29-Jan-18 no |
n/a in specie AUD ORD 3,297 3,297 |
STO
page 7 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 29-Jan-18 no |
n/a in specie AUD ORD 2,388 2,388 |
| BlackRock Fund Advisors 29-Jan-18 no |
n/a in specie AUD ORD 3,694 3,694 |
| BlackRock Advisors (UK) Limited 29-Jan-18 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Investment Management, LLC 29-Jan-18 no |
n/a collateral transfer AUD ORD 1,358 1,358 |
| BlackRock Investment Management (UK) Limited 29-Jan-18 no |
n/a collateral transfer AUD ORD 352,531 352,531 |
| BlackRock Asset Management North Asia Limited 29-Jan-18 no |
n/a collateral transfer AUD ORD 2,112 2,112 |
| BlackRock Investment Management (Australia) Limited 30-Jan-18 yes |
5.16 on mkt buy AUD ORD 12,000 12,000 |
| BlackRock Advisors(UK)Limited 30-Jan-18 yes |
5.16 on mkt buy AUD ORD 7,592 7,592 |
| BlackRock Advisors(UK)Limited 30-Jan-18 yes |
5.16 on mkt buy AUD ORD 2,746 2,746 |
| BlackRock Advisors(UK)Limited 30-Jan-18 yes |
5.16 on mkt buy AUD ORD 2,746 2,746 |
| BlackRock Fund Advisors 30-Jan-18 no |
n/a in specie AUD ORD 22,395 22,395 |
| BlackRock Fund Advisors 30-Jan-18 no |
n/a in specie AUD ORD 29,860 29,860 |
| BlackRock Fund Advisors 30-Jan-18 no |
n/a in specie AUD ORD 327 327 |
| BlackRock Advisors (UK) Limited 30-Jan-18 no |
n/a collateral transfer AUD ORD 82,000 82,000 |
| BlackRock Institutional Trust Company, National Association 31-Jan-18 yes |
5.08 on mkt buy AUD ORD 805 805 |
| BlackRock Advisors(UK)Limited 31-Jan-18 yes |
5.10 on mkt buy AUD ORD 1,924 1,924 |
| BlackRock Advisors(UK)Limited 31-Jan-18 yes |
5.10 on mkt buy AUD ORD 9,604 9,604 |
| BlackRock Fund Advisors 31-Jan-18 no |
n/a in specie AUD ORD 52,255 52,255 |
| BlackRock Fund Advisors 31-Jan-18 no |
n/a in specie AUD ORD 26,874 26,874 |
| BlackRock Fund Advisors 31-Jan-18 no |
n/a in specie AUD ORD 64,199 64,199 |
| BlackRock Fund Advisors 31-Jan-18 no |
n/a in specie AUD ORD 44,790 44,790 |
| BlackRock Fund Advisors 31-Jan-18 no |
n/a in specie AUD ORD 107,496 107,496 |
| BlackRock Fund Advisors 31-Jan-18 no |
n/a in specie AUD ORD 88,087 88,087 |
| BlackRock Fund Advisors 31-Jan-18 no |
n/a in specie AUD ORD 14,940 14,940 |
| BlackRock Advisors(UK)Limited 01-Feb-18 yes |
5.15 on mkt buy AUD ORD 1,372 1,372 |
| BlackRock Advisors(UK)Limited 01-Feb-18 yes |
5.15 on mkt buy AUD ORD 1,372 1,372 |
| BlackRock Fund Advisors 01-Feb-18 no |
n/a in specie AUD ORD 52,255 52,255 |
| BlackRock Fund Advisors 01-Feb-18 no |
n/a in specie AUD ORD 14,930 14,930 |
| BlackRock Fund Advisors 01-Feb-18 no |
n/a in specie AUD ORD 47,776 47,776 |
| BlackRock Fund Advisors 01-Feb-18 no |
n/a in specie AUD ORD 22,395 22,395 |
| BlackRock Investment Management (UK) Limited 01-Feb-18 no |
n/a in specie AUD ORD 338,776 338,776 |
| BlackRock Fund Advisors 01-Feb-18 no |
n/a in specie AUD ORD 1,837 1,837 |
| BlackRock Advisors(UK)Limited 02-Feb-18 yes |
5.37 on mkt buy AUD ORD 538 538 |
| BlackRock Advisors(UK)Limited 02-Feb-18 yes |
5.37 on mkt buy AUD ORD 1,884 1,884 |
| BlackRock Investment Management (Australia) Limited 02-Feb-18 yes |
5.37 on mkt buy AUD ORD 6,337 6,337 |
| BlackRock Fund Advisors 02-Feb-18 no |
n/a in specie AUD ORD 22,395 22,395 |
| BlackRock Institutional Trust Company, National Association 02-Feb-18 no |
n/a in specie AUD ORD 665,777 665,777 |
| BlackRock Financial Management, Inc. 02-Feb-18 no |
n/a collateral transfer AUD ORD 84 84 |
| BlackRock Investment Management, LLC 02-Feb-18 no |
n/a collateral transfer AUD ORD 13 13 |
| BlackRock Asset Management North Asia Limited 02-Feb-18 no |
n/a collateral transfer AUD ORD 2 2 |
| BlackRock Advisors(UK)Limited 05-Feb-18 yes |
5.18 on mkt buy AUD ORD 11,388 11,388 |
| BlackRock Advisors(UK)Limited 05-Feb-18 yes |
5.18 on mkt buy AUD ORD 960 960 |
| BlackRock Advisors (UK) Limited 05-Feb-18 no |
n/a collateral transfer AUD ORD 5 5 |
| BlackRock Financial Management, Inc. 05-Feb-18 no |
n/a collateral transfer AUD ORD 4 4 |
| BlackRock Investment Management (UK) Limited 05-Feb-18 no |
n/a collateral transfer AUD ORD 13 13 |
| BlackRock Financial Management,Inc. 06-Feb-18 yes |
4.96 on mkt buy AUD ORD 5,561 5,561 |
| BlackRock Institutional Trust Company, National Association 06-Feb-18 yes |
4.96 on mkt buy AUD ORD 4,469 4,469 |
| BlackRock Fund Advisors 06-Feb-18 no |
n/a in specie AUD ORD 7,348 7,348 |
| BlackRock Advisors (UK) Limited 06-Feb-18 no |
n/a collateral transfer AUD ORD 625,211 625,211 |
| BlackRock Financial Management, Inc. 06-Feb-18 no |
n/a collateral transfer AUD ORD 2 2 |
| BlackRock Fund Advisors 07-Feb-18 no |
n/a in specie AUD ORD 22,395 22,395 |
| BlackRock Fund Advisors 07-Feb-18 no |
n/a in specie AUD ORD 1,837 1,837 |
| BlackRock Fund Advisors 07-Feb-18 no |
n/a in specie AUD ORD 11,082 11,082 |
| BlackRock Financial Management, Inc. 07-Feb-18 no |
n/a collateral transfer AUD ORD 298,415 298,415 |
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page 8 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management, LLC 07-Feb-18 no |
n/a collateral transfer AUD ORD 2,525,926 2,525,926 |
| BlackRock Asset Management North Asia Limited 07-Feb-18 no |
n/a collateral transfer AUD ORD 260 260 |
| BlackRock Financial Management,Inc. 08-Feb-18 yes |
4.95 on mkt buy AUD ORD 22,993 22,993 |
| BlackRock Financial Management,Inc. 08-Feb-18 yes |
4.95 on mkt buy AUD ORD 10,067 10,067 |
| BlackRock Institutional Trust Company, National Association 08-Feb-18 yes |
4.95 on mkt buy AUD ORD 24,973 24,973 |
| BlackRock Advisors(UK)Limited 08-Feb-18 yes |
4.95 on mkt buy AUD ORD 18,975 18,975 |
| BlackRock Financial Management,Inc. 08-Feb-18 yes |
4.95 on mkt buy AUD ORD 5,834 5,834 |
| BlackRock Fund Advisors 08-Feb-18 no |
n/a in specie AUD ORD 8,712 8,712 |
| BlackRock Fund Advisors 08-Feb-18 no |
n/a in specie AUD ORD 22,395 22,395 |
| BlackRock Fund Advisors 08-Feb-18 no |
n/a in specie AUD ORD 327 327 |
| BlackRock Fund Advisors 08-Feb-18 no |
n/a in specie AUD ORD 654 654 |
| BlackRock Fund Advisors 08-Feb-18 no |
n/a in specie AUD ORD 3,694 3,694 |
| BlackRock Investment Management, LLC 08-Feb-18 no |
n/a collateral transfer AUD ORD 8,742 8,742 |
| BlackRock Investment Management (UK) Limited 08-Feb-18 no |
n/a collateral transfer AUD ORD 133 133 |
| BlackRock Investment Management (UK) Limited 09-Feb-18 yes |
4.81 on mkt buy AUD ORD 16,326 16,326 |
| BlackRock Advisors(UK)Limited 09-Feb-18 yes |
4.84 on mkt buy AUD ORD 15,180 15,180 |
| BlackRock Advisors(UK)Limited 09-Feb-18 yes |
4.84 on mkt buy AUD ORD 22,770 22,770 |
| BlackRock Fund Advisors 09-Feb-18 no |
n/a in specie AUD ORD 1,900 1,900 |
| BlackRock Fund Advisors 09-Feb-18 no |
n/a in specie AUD ORD 7,388 7,388 |
| BlackRock Investment Management (UK) Limited 09-Feb-18 no |
n/a in specie AUD ORD 10,701 10,701 |
| BlackRock Investment Management (UK) Limited 09-Feb-18 no |
n/a collateral transfer AUD ORD 2,292,779 2,292,779 |
| BlackRock Asset Management North Asia Limited 09-Feb-18 no |
n/a collateral transfer AUD ORD 3,169 3,169 |
| BlackRock Investment Management (UK) Limited 12-Feb-18 yes |
4.78 on mkt buy AUD ORD 7,699 7,699 |
| BlackRock Advisors(UK)Limited 12-Feb-18 yes |
4.82 on mkt buy AUD ORD 5,764 5,764 |
| BlackRock Institutional Trust Company, National Association 12-Feb-18 yes |
4.82 on mkt buy AUD ORD 10,052 10,052 |
| BlackRock Advisors(UK)Limited 13-Feb-18 yes |
4.86 on mkt buy AUD ORD 1,048 1,048 |
| BlackRock Advisors(UK)Limited 13-Feb-18 yes |
4.86 on mkt buy AUD ORD 2,620 2,620 |
| BlackRock Advisors(UK)Limited 13-Feb-18 yes |
4.86 on mkt buy AUD ORD 2,400 2,400 |
| BlackRock Advisors(UK)Limited 13-Feb-18 yes |
4.86 on mkt buy AUD ORD 22,770 22,770 |
| BlackRock Advisors(UK)Limited 13-Feb-18 yes |
4.87 on mkt buy AUD ORD 7,590 7,590 |
| BlackRock Advisors(UK)Limited 13-Feb-18 yes |
4.86 on mkt buy AUD ORD 3,750 3,750 |
| BlackRock Advisors(UK)Limited 13-Feb-18 yes |
4.86 on mkt buy AUD ORD 5,764 5,764 |
| BlackRock Fund Advisors 13-Feb-18 no |
n/a in specie AUD ORD 29,860 29,860 |
| BlackRock Fund Advisors 13-Feb-18 no |
n/a in specie AUD ORD 17,916 17,916 |
| BlackRock Fund Advisors 13-Feb-18 no |
n/a in specie AUD ORD 3,694 3,694 |
| BlackRock Advisors (UK) Limited 13-Feb-18 no |
n/a collateral transfer AUD ORD 2,467,766 2,467,766 |
| BlackRock Financial Management, Inc. 13-Feb-18 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Investment Management, LLC 13-Feb-18 no |
n/a collateral transfer AUD ORD 10,777 10,777 |
| BlackRock Investment Management (UK) Limited 13-Feb-18 no |
n/a collateral transfer AUD ORD 315,666 315,666 |
| BlackRock Asset Management North Asia Limited 13-Feb-18 no |
n/a collateral transfer AUD ORD 40 40 |
| BlackRock Advisors(UK)Limited 14-Feb-18 yes |
4.88 on mkt buy AUD ORD 524 524 |
| BlackRock Advisors(UK)Limited 14-Feb-18 yes |
4.88 on mkt buy AUD ORD 3,795 3,795 |
| BlackRock Advisors(UK)Limited 14-Feb-18 yes |
4.88 on mkt buy AUD ORD 2,096 2,096 |
| BlackRock Advisors(UK)Limited 14-Feb-18 yes |
4.88 on mkt buy AUD ORD 4,116 4,116 |
| BlackRock Fund Advisors 14-Feb-18 no |
n/a in specie AUD ORD 22,395 22,395 |
| BlackRock Fund Advisors 14-Feb-18 no |
n/a in specie AUD ORD 3,694 3,694 |
| BlackRock Asset Management North Asia Limited 14-Feb-18 no |
n/a collateral transfer AUD ORD 38 38 |
| BlackRock Investment Management (UK) Limited 15-Feb-18 yes |
4.89 on mkt buy AUD ORD 9,702 9,702 |
| BlackRock Advisors(UK)Limited 15-Feb-18 yes |
5.08 on mkt buy AUD ORD 10,098 10,098 |
| BlackRock Advisors(UK)Limited 15-Feb-18 yes |
5.08 on mkt buy AUD ORD 2,872 2,872 |
| BlackRock Fund Advisors 15-Feb-18 no |
n/a in specie AUD ORD 860 860 |
| BlackRock Investment Management (UK) Limited 15-Feb-18 no |
n/a collateral transfer AUD ORD 2,756,661 2,756,661 |
| BlackRock Asset Management North Asia Limited 15-Feb-18 no |
n/a collateral transfer AUD ORD 2,578 2,578 |
| BlackRock Advisors(UK)Limited 16-Feb-18 yes |
5.04 on mkt buy AUD ORD 2,620 2,620 |
| BlackRock Advisors(UK)Limited 16-Feb-18 yes |
5.04 on mkt buy AUD ORD 962 962 |
| BlackRock Fund Advisors 16-Feb-18 no |
n/a in specie AUD ORD 9,175 9,175 |
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page 9 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors, LLC 16-Feb-18 no |
n/a collateral transfer AUD ORD 45,428 45,428 |
| BlackRock Japan Co., Ltd. 16-Feb-18 no |
n/a collateral transfer AUD ORD 116,655 116,655 |
| BlackRock Investment Management, LLC 16-Feb-18 no |
n/a collateral transfer AUD ORD 195,616 195,616 |
| BlackRock Asset Management North Asia Limited 16-Feb-18 no |
n/a collateral transfer AUD ORD 503,061 503,061 |
| BlackRock Investment Management (UK) Limited 19-Feb-18 no |
n/a collateral transfer AUD ORD 728,915 728,915 |
| BlackRock Investment Management (Australia) Limited 20-Feb-18 yes |
5.18 on mkt buy AUD ORD 12,155 12,155 |
| BlackRock Advisors(UK)Limited 20-Feb-18 yes |
5.16 on mkt buy AUD ORD 7,596 7,596 |
| BlackRock Advisors(UK)Limited 20-Feb-18 yes |
5.18 on mkt buy AUD ORD 5,030 5,030 |
| BlackRock Advisors(UK)Limited 20-Feb-18 yes |
5.18 on mkt buy AUD ORD 20,120 20,120 |
| BlackRock Advisors(UK)Limited 20-Feb-18 yes |
5.18 on mkt buy AUD ORD 2,620 2,620 |
| BlackRock Advisors(UK)Limited 20-Feb-18 yes |
5.18 on mkt buy AUD ORD 2,620 2,620 |
| BlackRock Advisors(UK)Limited 20-Feb-18 yes |
5.18 on mkt buy AUD ORD 1,924 1,924 |
| BlackRock Advisors (UK) Limited 20-Feb-18 no |
n/a collateral transfer AUD ORD 2,760,280 2,760,280 |
| BlackRock Fund Advisors 21-Feb-18 yes |
5.02 on mkt buy AUD ORD 11,382 11,382 |
| BlackRock Advisors(UK)Limited 21-Feb-18 yes |
5.02 on mkt buy AUD ORD 5,032 5,032 |
| BlackRock Fund Advisors 21-Feb-18 no |
n/a in specie AUD ORD 41,804 41,804 |
| BlackRock Investment Management (UK) Limited 21-Feb-18 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Advisors(UK)Limited 22-Feb-18 yes |
5.13 on mkt buy AUD ORD 10,066 10,066 |
| BlackRock Institutional Trust Company, National Association 22-Feb-18 no |
n/a in specie AUD ORD 52,221 52,221 |
| BlackRock Fund Advisors 22-Feb-18 no |
n/a in specie AUD ORD 3,674 3,674 |
| BlackRock Financial Management, Inc. 22-Feb-18 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Investment Management (UK) Limited 22-Feb-18 no |
n/a collateral transfer AUD ORD 2,745,140 2,745,140 |
| BlackRock Asset Management North Asia Limited 22-Feb-18 no |
n/a collateral transfer AUD ORD 2,859 2,859 |
| BlackRock Advisors(UK)Limited 23-Feb-18 yes |
5.12 on mkt buy AUD ORD 11,403 11,403 |
| BlackRock Investment Management (Australia) Limited 23-Feb-18 yes |
5.12 on mkt buy AUD ORD 7,902 7,902 |
| BlackRock Fund Advisors 23-Feb-18 no |
n/a in specie AUD ORD 2,898 2,898 |
| BlackRock Financial Management, Inc. 23-Feb-18 no |
n/a collateral transfer AUD ORD 1,064 1,064 |
| BlackRock Investment Management (UK) Limited 23-Feb-18 no |
n/a collateral transfer AUD ORD 2,790,245 2,790,245 |
| BlackRock Asset Management North Asia Limited 23-Feb-18 no |
n/a collateral transfer AUD ORD 2,729 2,729 |
| BlackRock Investment Management (Australia) Limited 26-Feb-18 yes |
5.07 on mkt buy AUD ORD 16,000 16,000 |
| BlackRock Institutional Trust Company, National Association 26-Feb-18 yes |
5.07 on mkt buy AUD ORD 76,171 76,171 |
| BlackRock Fund Advisors 26-Feb-18 yes |
5.07 on mkt buy AUD ORD 7,277 7,277 |
| BlackRock Advisors(UK)Limited 26-Feb-18 yes |
5.07 on mkt buy AUD ORD 11,403 11,403 |
| BlackRock Fund Advisors 26-Feb-18 no |
n/a in specie AUD ORD 17,871 17,871 |
| BlackRock Investment Management (UK) Limited 26-Feb-18 no |
n/a collateral transfer AUD ORD 2,716,668 2,716,668 |
| BlackRock Asset Management North Asia Limited 26-Feb-18 no |
n/a collateral transfer AUD ORD 2,768 2,768 |
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page 10 of 10
Annexure C
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
28-Feb-18
Maria Tricarico, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland,United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
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page 1 of 1
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 28-Feb-18 Maria Tricarico, Authorised Signatory Date |
28-Feb-18 Maria Tricarico, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to SANTOS LIMITED or the Australian Securities and Investments Commission upon request.
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