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Sanofi Director's Dealing 2019

Jul 23, 2019

1643_dirs_2019-07-23_336c7a14-7dd3-427f-90db-d99b4c2d30b4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fulcrum Therapeutics, Inc. (FULC)
CIK: 0001680581
Period of Report: 2019-07-22

Reporting Person: Sanofi (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-22 Common Stock (par value $0.001) C 464285 $0.00 Acquired 464285 Indirect
2019-07-22 Common Stock (par value $0.001) P 93750 $16.00 Acquired 558035 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-07-22 Series B Preferred Stock (par value $0.001) $0.00 C 3250000 Disposed Common Stock (464285) Indirect

Footnotes

F1: On July 22, 2019, the Series B Preferred Stock converted into the Issuer's Common Stock on a seven-for-one basis automatically upon the closing of the Issuer's initial public offering without payment or further consideration. The shares have no expiration date. As a result of the Issuer's initial public offering, the reporting person is no longer a 10% owner of FULC and is therefore no longer subject to Section 16 in connection with its transactions in the equity securities of FULC.

F2: The reporting person acquired additional shares in the Issuer's initial public offering.