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Sanofi — Director's Dealing 2019
Jul 23, 2019
1643_dirs_2019-07-23_336c7a14-7dd3-427f-90db-d99b4c2d30b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fulcrum Therapeutics, Inc. (FULC)
CIK: 0001680581
Period of Report: 2019-07-22
Reporting Person: Sanofi (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-22 | Common Stock (par value $0.001) | C | 464285 | $0.00 | Acquired | 464285 | Indirect |
| 2019-07-22 | Common Stock (par value $0.001) | P | 93750 | $16.00 | Acquired | 558035 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-22 | Series B Preferred Stock (par value $0.001) | $0.00 | C | 3250000 | Disposed | Common Stock (464285) | Indirect |
Footnotes
F1: On July 22, 2019, the Series B Preferred Stock converted into the Issuer's Common Stock on a seven-for-one basis automatically upon the closing of the Issuer's initial public offering without payment or further consideration. The shares have no expiration date. As a result of the Issuer's initial public offering, the reporting person is no longer a 10% owner of FULC and is therefore no longer subject to Section 16 in connection with its transactions in the equity securities of FULC.
F2: The reporting person acquired additional shares in the Issuer's initial public offering.