AI assistant
SANMINA CORP — Director's Dealing 2016
Nov 16, 2016
30913_dirs_2016-11-16_6c2aa168-c905-4cb6-a490-8522137f5dff.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SANMINA CORP (SANM)
CIK: 0000897723
Period of Report: 2015-11-02
Reporting Person: REID ALAN McWILLIAMS (EVP, Global Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-02 | Common Stock | M | 5000 | — | Acquired | 19184 | Direct |
| 2016-11-14 | Common Stock | M | 2187 | $8.70 | Acquired | 21371 | Direct |
| 2016-11-14 | Common Stock | S | 2187 | $31.205 | Disposed | 19184 | Direct |
| 2016-11-14 | Common Stock | M | 1833 | $22.32 | Acquired | 21017 | Direct |
| 2016-11-14 | Common Stock | S | 1833 | $31.205 | Disposed | 19184 | Direct |
| 2016-11-14 | Common Stock | M | 5000 | $15.91 | Acquired | 24184 | Direct |
| 2016-11-14 | Common Stock | S | 5000 | $31.079 | Disposed | 19184 | Direct |
| 2016-11-15 | Common Stock | F | 1879 | $31.20 | Disposed | 17305 | Direct |
| 2016-11-15 | Common Stock | F | 1879 | $31.20 | Disposed | 15426 | Direct |
| 2016-11-15 | Common Stock | A | 5000 | $31.20 | Acquired | 20426 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-02 | Performance Rights | $ | M | 5000 | Disposed | 2016-12-31 | Common Stock (5000) | Direct |
| 2016-11-14 | Non Qualified Stock Option (right to buy) | $8.70 | M | 2187 | Disposed | 2021-11-15 | Common Stock (2187) | Direct |
| 2016-11-14 | Non Qualified Stock Option (right to buy) | $22.32 | M | 1833 | Disposed | 2017-03-15 | Common Stock (1833) | Direct |
| 2016-11-14 | Non Qualified Stock Option (right to buy) | $15.91 | M | 5000 | Disposed | 2021-02-15 | Common Stock (5000) | Direct |
Footnotes
F1: DATE OF ACHIEVEMENT OF PERFORMANCE CONDITION UNDER PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 15, 2013. PERFORMANCE STOCK UNITS VESTED IN FULL ON NOVEMBER 15, 2016.
F2: EACH PERFORMANCE RIGHT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK.
F3: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED.
F4: SHARES WITHHELD BY REGISTRANT TO SATISFY TAX WITHHOLDING REQUIREMENTS ON VESTING OF PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 15, 2013.
F5: SHARES WITHHELD BY REGISTRANT TO SATISFY TAX WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON NOVEMBER 15, 2013.
F6: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK.
F7: THE RESTRICTED STOCK UNITS VEST IN FULL ON NOVEMBER 15, 2020.