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SANFILIPPO JOHN B & SON INC — Director's Dealing 2013
Nov 15, 2013
32471_dirs_2013-11-15_96fa87c0-11ad-4bfc-9052-8ae8425124ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SANFILIPPO JOHN B & SON INC (JBSS)
CIK: 0000880117
Period of Report: 2013-11-13
Reporting Person: SANFILIPPO JEFFREY T (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-13 | Common Stock | A | 7900 | — | Acquired | 24900 | Direct |
| 2013-11-13 | Common Stock | M | 3500 | $7.95 | Acquired | 28400 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-13 | Incentive Stock Option (Right to Buy) | $7.95 | M | 3500 | Disposed | 2017-11-19 | Common Stock (3500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18832 | Indirect |
Footnotes
F1: These shares represent restricted stock units granted under the John B. Sanfilippo & Son, Inc. 2008 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of John B. Sanfilippo & Son, Inc. common stock. Subject to certain conditions, these units are scheduled to vest on November 13, 2016. These units, once vested, will generally be eligible to be paid in an equivalent number of shares of the Company's common stock on November 14, 2016 or such other date(s) as are specified by the reporting person in a valid deferral election filed with John B. Sanfilippo & Son, Inc.
F2: Reflects options granted pursuant to the John B. Sanfilippo & Son, Inc. 1998 Equity Incentive Plan.
F3: Options become exercisable in four equal annual installments beginning on the date listed provided reporting person remains an employee of the company on such dates. The foregoing exercise installments are cumulative and may be exercised in whole or in part.