AI assistant
SANFILIPPO JOHN B & SON INC — Director's Dealing 2012
Mar 28, 2012
32471_dirs_2012-03-28_c3edc88f-29a6-4fd0-b939-82af4ee6f977.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SANFILIPPO JOHN B & SON INC (JBSS)
CIK: 0000880117
Period of Report: 2012-03-26
Reporting Person: Sanfilippo James J (10% Owner, Member of 13(d) Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-26 | Class A - Common Stock | J | 32609 | — | Acquired | 32609 | Direct |
| 2012-03-26 | Class A - Common Stock | J | 44044 | — | Acquired | 76653 | Direct |
| 2012-03-26 | Class A - Common Stock | S | 74315 | $11.14 | Disposed | 2338 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A - Common Stock | 1385231 | Indirect |
Footnotes
F1: The reporting person acquired beneficial ownership of the shares as a result of the dissolution of the James J. Sanfilippo Trust, dated September 26, 1991 for which Jasper B. Sanfilippo was the sole Trustee.
F2: The reporting person acquired beneficial ownership of the shares as a result of the dissolution of the James J. Sanfilippo Irrevocable Trust, dated October 6, 2006 for which James J. Sanfilippo was the Co-Trustee and beneficiary.
F3: Class A Common Stock sold pursuant to a written agreement between the reporting person and several of his family members. Under the agreement, the reporting person sold (and the family members purchased) shares of Class A Common Stock of John B. Sanfilippo & Son, Inc. (the Company) equal to the number of shares of Common Stock of the Company sold by his family members.
F4: The sale price for each share of Class A Common Stock is $11.14. This represents the highest price received by any of Jasper B. Sanfilippo, Marian Sanfilippo, Jeffrey T. Sanfilippo, John E. Sanfilippo and the Jasper B. Sanfilippo, Jr. Irrevocable Trust, dated October 6, 2006, for the sales of Common Stock of the Company as previously reported by each of the above individuals.
F5: The shares are held in the name of the Sanfilippo Family 1999 Generation-Skipping Trust Agreement, dated December 31, 1999, for which the reporting person is a Co-Trustee and (as a descendent of Marian Sanfilippo) a beneficiary.