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Sanara MedTech Inc. — Director's Dealing 2013
Jun 3, 2013
33339_dirs_2013-06-03_cdc77d6a-a81e-4817-bc7d-8ea43195f6c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WOUND MANAGEMENT TECHNOLOGIES, INC. (WNDM)
CIK: 0000714256
Period of Report: 2008-07-14
Reporting Person: COSSUTTA ARALDO A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-07-14 | Common Stock | J | 503448 | — | Acquired | 5518448 | Direct |
| 2008-11-11 | Common Stock | G | 115000 | — | Disposed | 5274214 | Direct |
| 2008-11-11 | Common Stock | G | 65000 | — | Disposed | 5274214 | Direct |
| 2008-11-11 | Common Stock | G | 44234 | — | Disposed | 5274214 | Direct |
| 2008-11-11 | Common Stock | G | 20000 | — | Disposed | 5274214 | Direct |
| 2008-12-16 | Common Stock | S | 5000 | $3.25 | Disposed | 5269214 | Direct |
| 2008-12-19 | Common Stock | S | 500 | $3.05 | Disposed | 5268714 | Direct |
| 2008-12-22 | Common Stock | S | 623 | $3.25 | Disposed | 5268091 | Direct |
| 2012-12-23 | Common Stock | S | 8877 | $3 | Disposed | 5259214 | Direct |
| 2009-09-09 | Common Stock | J | 200000 | — | Acquired | 5459214 | Direct |
| 2009-09-30 | Common Stock | J | 525000 | — | Acquired | 5984214 | Direct |
| 2010-11-04 | Common Stock | J | 50000 | — | Acquired | 6034214 | Direct |
| 2010-11-04 | Common Stock | G | 15786 | — | Acquired | 6050000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-27 | Warrant | $0.15 | J | 75000 | Acquired | 2017-07-27 | Common Stock (75000) | Direct |
| 2012-09-11 | Warrant | $0.15 | A | 52000 | Acquired | 2017-09-30 | Common Stock (52000) | Direct |
Footnotes
F1: Mr. Cossutta received these shares of Common Stock in repayment of various loans made by Mr. Cossutta to the Issuer between September 30, 2004 and October 15, 2007 in total principal amount of $717,000 plus accrued interest.
F2: These shares were a bona fide gift to a non-cohabitating family member.
F3: These shares were a bona fide gift to Mr. Cossutta from another shareholder.
F4: These warrants were issued in connection with a Subordinated Promissory note transaction pursuant to which Mr. Cossutta loaned the principal amount of $75,000 to the Company and acquired 75,000 warrants (1 warrant for every $1 of principal loaned) as part of the aforementioned transaction at no additional consideration.
F5: The board of directors of the Issuer (the "Board") approved the issuance of these warrants at a meeting of the Board on September 11, 2012 as compensation for Mr. Cossutta's service as a director on the Board of the Issuer.