AI assistant
Sending…
Sana Biotechnology, Inc. — Director's Dealing 2021
Feb 11, 2021
32303_dirs_2021-02-10_4f93844a-7ebd-4145-89c6-e455027fcd83.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sana Biotechnology, Inc. (SANA)
CIK: 0001770121
Period of Report: 2021-02-08
Reporting Person: Harr Steve (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-08 | Common Stock | C | 2031250 | — | Acquired | 8173750 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-08 | Series A-1 Convertible Preferred Stock | $ | C | 1075000 | Disposed | Common Stock (1075000) | Direct | |
| 2021-02-08 | Series A-2 Convertible Preferred Stock | $ | C | 800000 | Disposed | Common Stock (800000) | Direct | |
| 2021-02-08 | Series B Convertible Preferred Stock | $ | C | 156250 | Disposed | Common Stock (156250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 682500 | Indirect |
Footnotes
F1: The shares of Issuer's Preferred Stock automatically convert into shares of Issuer's Common Stock, for no additional consideration, on a 1-for-1 basis immediately prior to the consummation of Issuer's initial public offering.
F2: The expiration date is not relevant to the conversion of these securities.
More from Sana Biotechnology, Inc.
Regulatory Filings
2026
Jun 5
Capital/Financing Update
2026
May 15
Share Issue/Capital Change
2026
May 11
Annual Report
2026
Apr 24
Proxy Solicitation & Information Statement
2026
Apr 24
Board/Management Information
2026
Apr 24
Capital/Financing Update
2026
Apr 13
Regulatory Filings
2026
Apr 13
Director's Dealing
2026
Mar 4
Capital/Financing Update
2026
Mar 3