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Sana Biotechnology, Inc. Director's Dealing 2021

Feb 11, 2021

32303_dirs_2021-02-10_4f93844a-7ebd-4145-89c6-e455027fcd83.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sana Biotechnology, Inc. (SANA)
CIK: 0001770121
Period of Report: 2021-02-08

Reporting Person: Harr Steve (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-08 Common Stock C 2031250 Acquired 8173750 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-08 Series A-1 Convertible Preferred Stock $ C 1075000 Disposed Common Stock (1075000) Direct
2021-02-08 Series A-2 Convertible Preferred Stock $ C 800000 Disposed Common Stock (800000) Direct
2021-02-08 Series B Convertible Preferred Stock $ C 156250 Disposed Common Stock (156250) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 682500 Indirect

Footnotes

F1: The shares of Issuer's Preferred Stock automatically convert into shares of Issuer's Common Stock, for no additional consideration, on a 1-for-1 basis immediately prior to the consummation of Issuer's initial public offering.

F2: The expiration date is not relevant to the conversion of these securities.