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Samsara Inc. — Director's Dealing 2023
Jun 21, 2023
30267_dirs_2023-06-20_254f280a-3c05-451d-a58b-0e42ca344cf1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Samsara Inc. (IOT)
CIK: 0001642896
Period of Report: 2023-06-15
Reporting Person: Bicket John (Director, See remarks, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-15 | Class A Common Stock | C | 152564 | $0.00 | Acquired | 508136 | Direct |
| 2023-06-15 | Class A Common Stock | S | 87348 | $29.2386 | Disposed | 420788 | Direct |
| 2023-06-15 | Class A Common Stock | S | 3600 | $29.7227 | Disposed | 417188 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-15 | Class B Common Stock | $ | M | 152564 | Disposed | Class B Common Stock (152564) | Direct | |
| 2023-06-15 | Class B Common Stock | $0.00 | M | 152564 | Acquired | Class A Common Stock (152564) | Direct | |
| 2023-06-15 | Class B Common Stock | $0.00 | C | 152564 | Disposed | Class A Common Stock (152564) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 916854 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.00 | Class A Common Stock (84391693) | 84391693 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (1283986) | 1283986 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (790328) | 790328 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (17312164) | 17312164 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (790328) | 790328 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (1286597) | 1286597 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (4466764) | 4466764 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (250000) | 250000 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (250000) | 250000 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (250000) | 250000 | Indirect |
Footnotes
F1: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F2: These shares were disposed of in non-discretionary transactions to cover the Reporting Person's tax withholding obligations in connection with the settlement of awards of RSUs.
F3: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $28.70 to $29.695 inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F4: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $29.70 to $29.75 inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F5: Consists of shares held by John C. Bicket, Trustee of the John C. Bicket Revocable Trust u/a/d 2/15/2013, over which the Reporting Person has voting or investment power.
F6: The reported shares represent RSUs, of which 152,564 shares vested on June 15, 2023 and the remaining shares vest in quarterly installments through December 15, 2024.
F7: Each RSU represents a contingent right to receive one share of Class B Common Stock.
F8: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis.
F9: Consists of shares held by John C. Bicket and CBD, Co-Trustees of the Bicket-Dobson Revocable Trust u/a/d 12/23/20, over which the Reporting Person has voting or investment power.
F10: Consists of shares held by John C. Bicket, Trustee of the John C. Bicket 2023 Annuity Trust u/a/d 1/22/2023, over which the Reporting Person has voting or investment power.
F11: Consists of shares held by Jordan Park Trust Company, LLC, Trustee of The Bicket-Dobson Trust II u/a/d 10/8/2021, over which the Reporting Person has voting or investment power.
F12: Consists of shares held by CBD, Trustee of the CBD 2023 Annuity Trust u/a/d 1/22/2023, over which the Reporting Person has voting or investment power.
F13: Consists of shares held by the Reporting Person's spouse.
F14: Consists of shares held by Jordan Park Trust Company, LLC, Trustee of The Bicket-Dobson Trust I u/a/d 11/10/2021, over which the Reporting Person has voting or investment power.
F15: Consists of shares held by Jordan Park Trust Company, LLC, Trustee of The Bicket-Dobson Trust I-A fbo ACDB u/a/d 11/10/2021, over which the Reporting Person has voting or investment power.
F16: Consists of shares held by Jordan Park Trust Company, LLC, Trustee of The Bicket-Dobson Trust I-A fbo JCDB u/a/d 11/10/2021, over which the Reporting Person has voting or investment power.
F17: Consists of shares held by Jordan Park Trust Company, LLC, Trustee of The Bicket-Dobson Trust I-A u/a/d 11/10/2021, over which the Reporting Person has voting or investment power.