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Samsara Inc. — Director's Dealing 2022
Nov 4, 2022
30267_dirs_2022-11-03_ff16466e-47e1-441f-915d-05ef09bd08c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Samsara Inc. (IOT)
CIK: 0001642896
Period of Report: 2022-11-01
Reporting Person: Calderon Benjamin (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-01 | Class A Common Stock | C | 164785 | $0.00 | Acquired | 280368 | Direct |
| 2022-11-01 | Class A Common Stock | S | 164785 | $12.0976 | Disposed | 115583 | Direct |
| 2022-11-02 | Class A Common Stock | C | 208000 | $0.00 | Acquired | 323583 | Direct |
| 2022-11-02 | Class A Common Stock | S | 202773 | $11.0477 | Disposed | 120810 | Direct |
| 2022-11-02 | Class A Common Stock | S | 5227 | $11.6231 | Disposed | 115583 | Direct |
| 2022-11-03 | Class A Common Stock | C | 98048 | $0.00 | Acquired | 213631 | Direct |
| 2022-11-03 | Class A Common Stock | S | 98048 | $10.3016 | Disposed | 115583 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-01 | Class B Common Stock | $0.00 | C | 164785 | Disposed | Class A Common Stock (164785) | Direct | |
| 2022-11-02 | Class B Common Stock | $0.00 | C | 208000 | Disposed | Class A Common Stock (208000) | Direct | |
| 2022-11-03 | Class B Common Stock | $0.00 | C | 98048 | Disposed | Class A Common Stock (98048) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.00 | Class A Common Stock (908700) | 908700 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (908700) | 908700 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (908700) | 908700 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (290000) | 290000 | Indirect |
Footnotes
F1: The sales reported by Mr. Calderon were effected pursuant to a Rule 10b5-1 trading plan.
F2: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $11.83 to $12.66 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $10.54 to $11.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F4: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $11.55 to $11.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F5: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F6: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis.
F7: Consists of shares held by Fall MC, LLC, over which Mr. Calderon has voting or investment power.
F8: Consists of shares held by Summer NC, LLC, over which Mr. Calderon has voting or investment power.
F9: Consists of shares held by Winter EC, LLC, over which Mr. Calderon has voting or investment power.
F10: Consists of shares held by CH 2021 GRAT, over which Mr. Calderon has voting or investment power.