AI assistant
Samsara Inc. — Director's Dealing 2022
Dec 20, 2022
30267_dirs_2022-12-19_14e04f9a-4663-4711-a8cb-db4a5bfd0208.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Samsara Inc. (IOT)
CIK: 0001642896
Period of Report: 2022-12-15
Reporting Person: Bicket John (Director, See remarks, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-15 | Class B Common Stock | $ | M | 152564 | Disposed | Class B Common Stock (152564) | Direct | |
| 2022-12-15 | Class B Common Stock | $0.00 | M | 152564 | Acquired | Class A Common Stock (152564) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 194651 | Direct |
| Class A Common Stock | 27807 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $0.00 | Class A Common Stock (87357525) | 87357525 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (1650439) | 1650439 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (1283986) | 1283986 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (15591942) | 15591942 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (1650439) | 1650439 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (1286597) | 1286597 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (4466764) | 4466764 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (250000) | 250000 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (250000) | 250000 | Indirect | |
| Class B Common Stock | $0.00 | Class A Common Stock (250000) | 250000 | Indirect |
Footnotes
F1: The number of shares held reflects the transfer on December 2, 2022 of 27,807 shares of Class A Common Stock from Mr. Bicket to John C. Bicket, Trustee of the John C. Bicket Revocable Trust u/a/d 2/15/2013, over which Mr. Bicket has voting or investment power (the "Bicket Revocable Trust"). Such transfer did not represent a change in beneficial ownership.
F2: Certain of the reported shares are represented by previously-reported RSUs subject to applicable vesting schedules through March 15, 2026.
F3: Consists of shares held by the Bicket Revocable Trust.
F4: The reported shares represent RSUs, of which 152,564 shares vested on December 15, 2022 and the remaining shares vest in quarterly installments through December 15, 2024.
F5: Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F6: The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis.
F7: The number of shares held reflects the transfer on December 2, 2022 of 2,456,254 shares of Class B Common Stock from Mr. Bicket to the Bicket Revocable Trust. Such transfer did not represent a change in beneficial ownership.
F8: Consists of shares held by CBD, Trustee of The CBD 2020 Annuity Trust u/a/d 12/23/2020, over which Mr. Bicket has voting or investment power.
F9: Consists of shares held by John C. Bicket and CBD, Co-Trustees of the Bicket-Dobson Revocable Trust u/a/d 12/23/2020.
F10: Consists of shares held by Jordan Park Trust Company, LLC, Trustee of The Bicket-Dobson Trust II u/a/d 10/8/2021, over which Mr. Bicket has voting or investment power.
F11: Consists of shares held by John C. Bicket, Trustee of The John C. Bicket 2020 Annuity Trust u/a/d 12/23/2020, over which Mr. Bicket has voting or investment power.
F12: Consists of shares held by Mr. Bicket's spouse.
F13: Consists of shares held by Jordan Park Trust Company, LLC, Trustee of The Bicket-Dobson Trust I u/a/d 11/10/2021, over which Mr. Bicket has voting or investment power.
F14: Consists of shares held by Jordan Park Trust Company, LLC, Trustee of The Bicket-Dobson Trust I-A fbo ACDB u/a/d 11/10/2021, over which Mr. Bicket has voting or investment power.
F15: Consists of shares held by Jordan Park Trust Company, LLC, Trustee of The Bicket-Dobson Trust I-A fbo JCDB u/a/d 11/10/2021, over which Mr. Bicket has voting or investment power.
F16: Consists of shares held by Jordan Park Trust Company, LLC, Trustee of The Bicket-Dobson Trust I-A u/a/d 11/10/2021, over which Mr. Bicket has voting or investment power.