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SAIHEAT Ltd Director's Dealing 2021

Apr 28, 2021

35029_dirs_2021-04-28_94210f11-59de-40a8-ab1c-2ef2a801d593.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: TradeUP Global Corp (TUGC)
CIK: 0001847075
Period of Report: 2021-04-28

Reporting Person: Li Jianwei (Director, Chairman and Co-CEO, 10% Owner)
Reporting Person: TradeUP Global Sponsor LLC (Director, 10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (1090000) Indirect

Footnotes

F1: The Class B ordinary shares will automatically convert into the Issuer's Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.

F2: Includes up to 150,000 shares of Class B Common Stock that are subject to forfeiture if the underwriters in the Issuer's initial public offering of common stock do not exercise their over-allotment option in full or in part.

F3: TradeUP Global Sponsor LLC is the record holder of the shares reported herein. Jianwei Li is the manager of TradeUP Global Sponsor LLC. As such. Mr. Li may be deemed to have beneficial ownership of the Class B ordinary shares held directly by TradeUP Global Sponsor LLC. Mr. Li disclaims beneficial ownership over any securities owned by our sponsor in which he does not have any pecuniary interest.