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SAIA INC — Director's Dealing 2024
Feb 8, 2024
30746_dirs_2024-02-07_870b8341-7998-4d91-98f3-a7c704d2018a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2024-02-05
Reporting Person: Lal Rohit (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-05 | Common Stock | A | 1206.00 | $0.00 | Acquired | 8193.00 | Direct |
| 2024-02-05 | Common Stock | F | 360.00 | $531.75 | Disposed | 7833.00 | Direct |
| 2024-02-06 | Common Stock | A | 289.00 | $0.00 | Acquired | 8122.00 | Direct |
| 2024-02-06 | Common Stock | M | 1440.00 | $73.35 | Acquired | 9562.00 | Direct |
| 2024-02-06 | Common Stock | M | 1000.00 | $66.03 | Acquired | 10562.00 | Direct |
| 2024-02-06 | Common Stock | M | 790.00 | $66.03 | Acquired | 11352.00 | Direct |
| 2024-02-06 | Common Stock | S | 945.00 | $537.04 | Disposed | 10407.00 | Direct |
| 2024-02-06 | Common Stock | S | 430.00 | $536.3428 | Disposed | 9977.00 | Direct |
| 2024-02-06 | Common Stock | S | 504.00 | $536.9869 | Disposed | 9473.00 | Direct |
| 2024-02-06 | Common Stock | S | 55.00 | $535.5304 | Disposed | 9418.00 | Direct |
| 2024-02-06 | Common Stock | S | 936.00 | $535.9892 | Disposed | 8482.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-06 | Stock Options (Right to Buy) | $73.35 | M | 1440.00 | Disposed | 2025-02-06 | Common Stock (1440.00) | Direct |
| 2024-02-06 | Stock Options (Right to Buy) | $66.03 | M | 1000.00 | Disposed | 2026-02-07 | Common Stock (1000.00) | Direct |
| 2024-02-06 | Stock Options (Right to buy) | $66.03 | M | 790.00 | Disposed | 2026-02-07 | Common Stock (790.00) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (6538.556) | 6538.556 | Direct | |
| Stock Options (Right to Buy) | $277.86 | 2029-02-07 | Common Stock (540.00) | 540.00 | Direct |
| Stock Options (Right to buy) | $200.81 | 2028-02-11 | Common Stock (760.00) | 760.00 | Direct |
| Stock Options (Right to buy) | $100.20 | 2027-02-06 | Common Stock (1480.00) | 1480.00 | Direct |
Footnotes
F1: Issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/21-12/31/23 performance period.
F10: Stock Options granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the award vests each year on the anniversary of the grant date.
F2: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/21-12/31/23 performance period.
F3: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the restricted stock award vests each year on the anniversary of the grant date.
F4: This transaction was executed in multiple trades at prices ranging from $536.82 USD to $537.04 USD; the price reported above reflects the weighted average sale price.
F5: This transaction was executed in multiple trades at prices ranging from $535.5304 USD to $535.5304 USD; the price reported above reflects the weighted average sale price.
F6: This transaction was executed in multiple trades at prices ranging from $535.70 USD to $536.51 USD; the price reported above reflects the weighted average sale price.
F7: The conversion rate of this derivative security on February 5, 2024 is 1.1252 resulting in 7,357.148 shares of common stock (underlying security in column 7).
F8: Immediate
F9: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.