AI assistant
SAIA INC — Director's Dealing 2023
Feb 10, 2023
30746_dirs_2023-02-10_fed1f5ed-c912-4360-a933-f7534baeee87.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2023-02-08
Reporting Person: HOLZGREFE FREDERICK J III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-08 | Common Stock | A | 4698.00 | $0.00 | Acquired | 13965.00 | Direct |
| 2023-02-08 | Common Stock | F | 4594.00 | $290.52 | Disposed | 9371.00 | Direct |
| 2023-02-08 | Common Stock | A | 10186.00 | $0.00 | Acquired | 19557.00 | Direct |
| 2023-02-09 | Common Stock | S | 5592.00 | $275.8789 | Disposed | 13965.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-09 | Phantom Stock | $ | I | 723.849 | Acquired | Common Stock (723.849) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $277.86 | 2029-02-07 | Common Stock (5070.00) | 5070.00 | Direct |
| Stock Options (Right to Buy) | $200.81 | 2028-02-11 | Common Stock (6460.00) | 6460.00 | Direct |
Footnotes
F1: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the restricted stock award vests each year on the anniversary of the grant date.
F2: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/20-12/31/22 performance period.
F3: Issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/20-12/31/22 performance period.
F4: The conversion rate of this derivative security on February 8, 2023 is 1.1405 resulting in 7,065.771 shares of common stock (underlying security in column 9).
F5: Immediate
F6: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.
F7: Stock Options granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the award vests each year on the anniversary of the grant date.