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SAIA INC — Director's Dealing 2022
Feb 9, 2022
30746_dirs_2022-02-09_97b67e8b-eab7-4db4-8c31-eceee183a42d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2022-02-07
Reporting Person: HOLZGREFE FREDERICK J III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-07 | Common Stock | A | 14994.00 | $0.00 | Acquired | 30593.00 | Direct |
| 2022-02-07 | Common Stock | A | 2126.00 | $0.00 | Acquired | 32719.00 | Direct |
| 2022-02-07 | Common Stock | F | 6763.00 | $277.86 | Disposed | 25956.00 | Direct |
| 2022-02-07 | Common Stock | F | 1691.00 | $277.86 | Disposed | 24265.00 | Direct |
| 2022-02-08 | Common Stock | S | 3924.00 | $284.1307 | Disposed | 20341.00 | Direct |
| 2022-02-09 | Common Stock | S | 4576.00 | $291.0572 | Disposed | 15765.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-07 | Stock Options (Right to Buy) | $277.86 | A | 5070.00 | Acquired | 2029-02-07 | Common Stock (5070.00) | Direct |
| 2022-02-08 | Phantom Stock | $ | I | 706.31 | Acquired | Common Stock (706.31) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $200.81 | 2028-02-11 | Common Stock (6460.00) | 6460.00 | Direct |
| Stock Options (Right to Buy) | $100.20 | 2027-02-06 | Common Stock (5107.00) | 5107.00 | Direct |
| Stock Options (Right to Buy) | $66.03 | 2026-02-07 | Common Stock (11430.00) | 11430.00 | Direct |
Footnotes
F1: Issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/19-12/31/21 performance period.
F2: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award cliff vests in year three.
F3: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/19-12/31/21 performance period.
F4: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2019.
F5: Stock Options granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the award vests each year on the anniversary of the grant date.
F6: The conversion rate of this derivative security on February 7, 2022 is 1.1354 resulting in 6,004.284 shares of common stock (underlying security in column 7).
F7: Immediate
F8: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.