AI assistant
SAIA INC — Director's Dealing 2021
Feb 10, 2021
30746_dirs_2021-02-10_a090ff7c-14ca-420a-80a0-fff676a1ebc8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2021-02-06
Reporting Person: HOLZGREFE FREDERICK J III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-06 | Common Stock | F | 1045.00 | $198.02 | Disposed | 22230.00 | Direct |
| 2021-02-09 | Common Stock | F | 4108.00 | $203.09 | Disposed | 18122.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (4169.313) | 4169.313 | Direct | |
| Stock Options (Right to Buy) | $100.20 | 2027-02-06 | Common Stock (7660.00) | 7660.00 | Direct |
| Stock Options (Right to Buy) | $73.35 | 2025-02-06 | Common Stock (8120.00) | 8120.00 | Direct |
| Stock Options (Right to Buy) | $66.03 | 2026-02-07 | Common Stock (11430.00) | 11430.00 | Direct |
Footnotes
F1: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2018.
F2: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2016.
F3: The conversion rate of this derivative security on February 8, 2021 is 1.1485 resulting in 4,788.527 shares of common stock (underlying security in column 7).
F4: Immediate
F5: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.
F6: Stock Options granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the award vests each year on the anniversary of the grant date.