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SAIA INC — Director's Dealing 2021
Feb 16, 2021
30746_dirs_2021-02-16_04c0381c-1d55-4bca-ad3f-1e513e53891e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2021-02-11
Reporting Person: PECK PAUL C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-11 | Common Stock | A | 1780.00 | $0.00 | Acquired | 2091.00 | Direct |
| 2021-02-11 | Common Stock | F | 538.00 | $200.81 | Disposed | 1553.00 | Direct |
| 2021-02-12 | Common Stock | M | 1250.00 | $73.35 | Acquired | 2803.00 | Direct |
| 2021-02-12 | Common Stock | S | 1250.00 | $206.22 | Disposed | 1553.00 | Direct |
| 2021-02-12 | Common Stock | S | 1553.00 | $206.205 | Disposed | 0.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-12 | Stock Options (Right to Buy) | $73.35 | M | 1250.00 | Disposed | 2025-02-06 | Common Stock (1250.00) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (15208.885) | 15208.885 | Direct |
Footnotes
F1: Issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/18-12/31/20 performance period.
F2: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/18-12/31/20 performance period.
F3: The conversion rate of this derivative security on February 11, 2021 is 1.1485 resulting in 17,468.073 shares of common stock (underlying security in column 7).
F4: Immediate
F5: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.