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SAIA INC — Director's Dealing 2021
Feb 16, 2021
30746_dirs_2021-02-16_c33591c2-5988-4aa7-9415-66883ec661b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2021-02-11
Reporting Person: COL DOUGLAS L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-11 | Common Stock | F | 544.00 | $200.81 | Disposed | 5409.00 | Direct |
| 2021-02-11 | Common Stock | A | 1806.00 | $0.00 | Acquired | 7215.00 | Direct |
| 2021-02-11 | Common Stock | A | 736.00 | $0.00 | Acquired | 7951.00 | Direct |
| 2021-02-12 | Common Stock | M | 1270.00 | $73.35 | Acquired | 9221.00 | Direct |
| 2021-02-12 | Common Stock | M | 940.00 | $100.20 | Acquired | 10161.00 | Direct |
| 2021-02-12 | Common Stock | S | 940.00 | $202.715 | Disposed | 9221.00 | Direct |
| 2021-02-12 | Common Stock | S | 1500.00 | $204.26 | Disposed | 7721.00 | Direct |
| 2021-02-12 | Common Stock | S | 1270.00 | $202.715 | Disposed | 6451.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-11 | Stock Options (Right to Buy) | $200.81 | A | 1850.00 | Acquired | 2028-02-11 | Common Stock (1850.00) | Direct |
| 2021-02-12 | Stock Options (Right to Buy) | $100.20 | M | 940.00 | Disposed | 2027-02-06 | Common Stock (940.00) | Direct |
| 2021-02-12 | Stock Options (Right to Buy) | $73.35 | M | 1270.00 | Disposed | 2025-02-06 | Common Stock (1270.00) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (2738.522) | 2738.522 | Direct | |
| Stock Options (Right to Buy) | $66.03 | 2026-02-07 | Common Stock (1580.00) | 1580.00 | Direct |
Footnotes
F1: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/18-12/31/20 performance period.
F2: Issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/18-12/31/20 performance period.
F3: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award cliff vests in year three.
F4: This transaction was executed in multiple trades at prices ranging from $202.715 USD to $202.715 USD; the price reported above reflects the weighted average sale price.
F5: Stock Options granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the award vests each year on the anniversary of the grant date.
F6: The conversion rate of this derivative security on February 11, 2021 is 1.1485 resulting in 3,145.313 shares of common stock (underlying security in column 7).
F7: Immediate
F8: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.