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SAIA INC — Director's Dealing 2020
Feb 10, 2020
30746_dirs_2020-02-10_cd0c567d-1c91-4889-8c9b-66add2983bd0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2020-02-06
Reporting Person: HOLZGREFE FREDERICK J III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-06 | Common Stock | A | 2546.00 | $0.00 | Acquired | 32532.00 | Direct |
| 2020-02-06 | Common Stock | A | 9766.00 | $0.00 | Acquired | 42298.00 | Direct |
| 2020-02-06 | Common Stock | F | 3397.00 | $100.20 | Disposed | 38901.00 | Direct |
| 2020-02-07 | Common Stock | F | 1101.00 | $97.17 | Disposed | 37800.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-06 | Stock Options (Right to Buy) | $100.20 | A | 7660.00 | Acquired | 2027-02-06 | Common Stock (7660.00) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (3306.048) | 3306.048 | Direct | |
| Stock Options (Right to Buy) | $73.35 | 2025-02-06 | Common Stock (8120.00) | 8120.00 | Direct |
| Stock Options (Right to Buy) | $66.03 | 2026-02-07 | Common Stock (11430.00) | 11430.00 | Direct |
| Stock Options (Right to Buy) | $46.35 | 2024-02-07 | Common Stock (6190.00) | 6190.00 | Direct |
| Stock Options (Right to Buy) | $27.45 | 2023-02-08 | Common Stock (23260.00) | 23260.00 | Direct |
Footnotes
F1: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award cliff vests in year three.
F2: Issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/17-12/31/19 performance period.
F3: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2018 Omnibus Incentive Plan for the 1/1/17-12/31/19 performance period.
F4: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2017.
F5: Stock Options granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the award vests each year on the anniversary of the grant date.
F6: The conversion rate of this derivative security on February 6, 2020 is 1.1788 resulting in 3,897.251 shares of common stock (underlying security in column 7).
F7: Immediate
F8: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.