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SAIA INC — Director's Dealing 2020
May 5, 2020
30746_dirs_2020-05-05_6a626d97-73c8-4d84-bca4-19b75a1e8387.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2020-05-01
Reporting Person: RAMU RAYMOND R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-01 | Common Stock | F | 824.00 | $91.35 | Disposed | 9852.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (7073.244) | 7073.244 | Direct | |
| Stock Options (Right to Buy) | $100.20 | 2027-02-06 | Common Stock (4880.00) | 4880.00 | Direct |
| Stock Options (Right to Buy) | $73.35 | 2025-02-06 | Common Stock (3920.00) | 3920.00 | Direct |
| Stock Options (Right to Buy) | $66.03 | 2026-02-07 | Common Stock (6500.00) | 6500.00 | Direct |
| Stock Options (Right to Buy) | $27.45 | 2023-02-08 | Common Stock (13440.00) | 13440.00 | Direct |
Footnotes
F1: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in May 2015.
F2: The conversion rate of this derivative security on May 1, 2020 is 1.1910 resulting in 8,424.582 shares of common stock (underlying security in column 7).
F3: Immediate
F4: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.
F5: Stock Options granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the award vests each year on the anniversary of the grant date.