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SAIA INC — Director's Dealing 2020
Aug 17, 2020
30746_dirs_2020-08-17_1eb9faad-8534-4c08-8020-7211fcfb96b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2020-08-13
Reporting Person: HOLZGREFE FREDERICK J III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-13 | Common Stock | S | 5500.00 | $131.2882 | Disposed | 23275.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-13 | Phantom Stock | $ | I | 142.43 | Acquired | Common Stock (142.43) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $100.20 | 2027-02-06 | Common Stock (7660.00) | 7660.00 | Direct |
| Stock Options (Right to Buy) | $73.35 | 2025-02-06 | Common Stock (8120.00) | 8120.00 | Direct |
| Stock Options (Right to Buy) | $66.03 | 2026-02-07 | Common Stock (11430.00) | 11430.00 | Direct |
Footnotes
F1: The conversion rate of this derivative security on August 13, 2020 is 1.1712 resulting in 4,882.955 shares of common stock (underlying security in column 7).
F2: Immediate
F3: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.
F4: Stock Options granted as part of the long-term incentive program approved by the Compensation Committee. One-third of the award vests each year on the anniversary of the grant date.
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