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SAIA INC — Director's Dealing 2019
Feb 12, 2019
30746_dirs_2019-02-11_3bdc18da-14d2-4b7f-b046-9ce844c1f0fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2019-02-07
Reporting Person: ODELL RICHARD D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-07 | Common Stock | A | 7724.00 | $66.03 | Acquired | 20502.00 | Direct |
| 2019-02-07 | Common Stock | A | 51002.00 | $0.00 | Acquired | 71504.00 | Direct |
| 2019-02-07 | Common Stock | F | 22953.00 | $66.03 | Disposed | 48551.00 | Direct |
| 2019-02-11 | Common Stock | S | 15000.00 | $64.60 | Disposed | 33551.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-07 | Stock Options (Right to Buy) | $66.03 | A | 23550.00 | Acquired | 2026-02-07 | Common Stock (23550.00) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (50085.627) | 50085.627 | Direct | |
| Stock Options (Right to Buy) | $27.45 | 2023-02-08 | Common Stock (73740.00) | 73740.00 | Direct |
| Stock Options (Right to Buy) | $46.35 | 2024-02-07 | Common Stock (19610.00) | 19610.00 | Direct |
| Stock Options (Right to Buy) | $73.35 | 2025-02-06 | Common Stock (14120.00) | 14120.00 | Direct |
Footnotes
F1: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award cliff vests in year three.
F2: Issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/1/16-12/31/18 performance period.
F3: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/1/16-12/31/18 performance period.
F4: The conversion rate of this derivative security on February 7, 2019 is 1.1913 resulting in 59,668.126 shares of common stock (underlying security in column 7).
F5: Immediate
F6: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.