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SAIA INC — Director's Dealing 2019
Feb 12, 2019
30746_dirs_2019-02-11_c822dbb6-8215-4def-94a0-911573585e06.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2019-02-07
Reporting Person: PECK PAUL C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-07 | Common Stock | A | 4316.00 | $0.00 | Acquired | 5444.00 | Direct |
| 2019-02-07 | Common Stock | F | 1051.00 | $66.03 | Disposed | 4393.00 | Direct |
| 2019-02-11 | Common Stock | S | 2000.00 | $64.407 | Disposed | 2393.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (15208.885) | 15208.885 | Direct | |
| Stock Options (Right to buy) | $27.45 | 2023-02-08 | Common Stock (6240.00) | 6240.00 | Direct |
| Stock Options (Right to buy) | $46.35 | 2024-02-07 | Common Stock (1740.00) | 1740.00 | Direct |
| Stock Options (Right to buy) | $73.35 | 2025-02-06 | Common Stock (1250.00) | 1250.00 | Direct |
Footnotes
F1: Issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/1/16-12/31/18 performance period.
F2: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/1/16-12/31/18 performance period.
F3: The conversion rate of this derivative security on February 7, 2019 is 1.1913 resulting in 18,118.684 shares of common stock (underlying security in column 7).
F4: Immediate
F5: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.