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SAIA INC — Director's Dealing 2018
Feb 8, 2018
30746_dirs_2018-02-08_a565ea87-33ed-478e-b86b-ff2036bceb33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2018-02-06
Reporting Person: HOLZGREFE FREDERICK J III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-06 | Common Stock | A | 2897.00 | $0.00 | Acquired | 34565.00 | Direct |
| 2018-02-06 | Common Stock | A | 6104.00 | $0.00 | Acquired | 40669.00 | Direct |
| 2018-02-06 | Common Stock | F | 1853.00 | $73.35 | Disposed | 38816.00 | Direct |
| 2018-02-07 | Common Stock | S | 4251.00 | $73.655 | Disposed | 34565.00 | Direct |
| 2018-02-07 | Common Stock | M | 13110.00 | $43.01 | Acquired | 47675.00 | Direct |
| 2018-02-07 | Common Stock | S | 13110.00 | $73.7197 | Disposed | 34565.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-06 | Stock Options (Right to Buy) | $73.35 | A | 8120.00 | Acquired | 2025-02-06 | Common Stock (8120.00) | Direct |
| 2018-02-07 | Stock Options (Right to Buy) | $43.01 | M | 13110.00 | Disposed | 2022-02-03 | Common Stock (13110.00) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (2030.135) | 2030.135 | Direct | |
| Stock Options (Right to Buy) | $46.35 | 2024-02-07 | Common Stock (6190.00) | 6190.00 | Direct |
| Stock Options (Right to Buy) | $27.45 | 2023-02-08 | Common Stock (23260.00) | 23260.00 | Direct |
Footnotes
F1: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award cliff vests in year three.
F2: Issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/1/15-12/31/17 performance period.
F3: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/1/15-12/31/17 performance period.
F4: The conversion rate of this derivative security on February 6, 2018 is 1.1841 resulting in 2,403.88 shares of common stock (underlying security in column 7).
F5: Immediate
F6: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.