AI assistant
SAIA INC — Director's Dealing 2018
Feb 8, 2018
30746_dirs_2018-02-08_6e728ec9-f4a7-4a4f-aed0-bc916f8abf4f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2018-02-06
Reporting Person: ODELL RICHARD D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-06 | Common Stock | A | 5038.00 | $0.00 | Acquired | 12971.50 | Direct |
| 2018-02-06 | Common Stock | A | 19530.00 | $0.00 | Acquired | 32501.50 | Direct |
| 2018-02-06 | Common Stock | F | 8503.00 | $73.35 | Disposed | 23998.50 | Direct |
| 2018-02-07 | Common Stock | M | 41950.00 | $43.01 | Acquired | 65948.50 | Direct |
| 2018-02-07 | Common Stock | S | 41950.00 | $74.39 | Disposed | 23998.50 | Direct |
| 2018-02-07 | Common Stock | S | 194.00 | $74.39 | Disposed | 23804.50 | Direct |
| 2018-02-08 | Common Stock | S | 11027.00 | $72.6054 | Disposed | 12777.50 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-06 | Stock Options (Right to Buy) | $73.35 | A | 14120.00 | Acquired | 2025-02-06 | Common Stock (14120.00) | Direct |
| 2018-02-07 | Stock Options (Right to Buy) | $43.01 | M | 41950.00 | Disposed | 2022-02-03 | Common Stock (41950.00) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (49468.245) | 49468.245 | Direct | |
| Stock Options (Right to Buy) | $46.35 | 2024-02-07 | Common Stock (19610.00) | 19610.00 | Direct |
| Stock Options (Right to Buy) | $27.45 | 2023-02-08 | Common Stock (73740.00) | 73740.00 | Direct |
Footnotes
F1: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award cliff vests in year three.
F2: Issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/1/15-12/31/17 performance period.
F3: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/1/15-12/31/17 performance period.
F4: The conversion rate of this derivative security on February 6, 2018 is 1.1841 resulting in 58,575.34 shares of common stock (underlying security in column 7).
F5: Immediate
F6: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.