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SAIA INC — Director's Dealing 2017
Feb 9, 2017
30746_dirs_2017-02-09_1e4edeba-8c47-473c-85fc-1ef132915426.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2017-02-07
Reporting Person: Balius Brian A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-07 | Common Stock | A | 1281.00 | $0.00 | Acquired | 34482.00 | Direct |
| 2017-02-07 | Common Stock | A | 2248.00 | $0.00 | Acquired | 36730.00 | Direct |
| 2017-02-07 | Common Stock | F | 743.00 | $46.35 | Disposed | 35987.00 | Direct |
| 2017-02-07 | Common Stock | F | 2275.00 | $46.35 | Disposed | 33712.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-07 | Stock Options (Right to Buy) | $46.35 | A | 3250.00 | Acquired | 2024-02-07 | Common Stock (3250.00) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (9389.345) | 9389.345 | Direct | |
| Stock Options (Right to Buy) | $31.50 | 2021-02-03 | Common Stock (6570.00) | 6570.00 | Direct |
| Stock Options (Right to Buy) | $43.01 | 2022-02-03 | Common Stock (6750.00) | 6750.00 | Direct |
| Stock Options (Right to Buy) | $27.45 | 2023-02-08 | Common Stock (12210.00) | 12210.00 | Direct |
Footnotes
F1: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award cliff vests in year three.
F2: Issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/1/14-12/31/16 performance period.
F3: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/1/14-12/31/16 performance period.
F4: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2012.
F5: The conversion rate of this derivative security on February 7, 2017 is 1.2036 resulting in 11,300.78 shares of common stock (underlying security in column 7).
F6: Immediate
F7: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.