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SAIA INC — Director's Dealing 2017
Feb 9, 2017
30746_dirs_2017-02-09_633a29f7-216d-42ea-83a4-9e4d6510a7e2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2017-02-07
Reporting Person: MASCHMEIER STEPHANIE (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-07 | Common Stock | A | 641.00 | $0.00 | Acquired | 17339.50 | Direct |
| 2017-02-07 | Common Stock | A | 1398.00 | $0.00 | Acquired | 18737.50 | Direct |
| 2017-02-07 | Common Stock | F | 512.00 | $46.35 | Disposed | 18225.50 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-07 | Stock Options (Right to Buy) | $46.35 | A | 1630.00 | Acquired | 2024-02-07 | Common Stock (1630.00) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (7136.734) | 7136.734 | Direct | |
| Stock Options (Right to Buy) | $27.28 | 2020-04-29 | Common Stock (5925.00) | 5925.00 | Direct |
| Stock Options (Right to Buy) | $31.50 | 2021-02-03 | Common Stock (4090.00) | 4090.00 | Direct |
| Stock Options (Right to Buy) | $43.01 | 2022-02-03 | Common Stock (4220.00) | 4220.00 | Direct |
| Stock Options (Right to Buy) | $27.45 | 2023-02-08 | Common Stock (6110.00) | 6110.00 | Direct |
Footnotes
F1: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award cliff vests in year three.
F2: Issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/1/14-12/31/16 performance period.
F3: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/1/14-12/31/16 performance period.
F4: The conversion rate of this derivative security on February 7, 2017 is 1.2036 resulting in 8,589.59 shares of common stock (underlying security in column 7).
F5: Immediate
F6: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.