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SAIA INC — Director's Dealing 2016
Feb 11, 2016
30746_dirs_2016-02-11_63c0eab5-d8f5-4e6b-9910-ec86fd3130ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2016-02-09
Reporting Person: HOLZGREFE FREDERICK J III (VP Finance, CFO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-09 | Common Stock | A | 18215 | — | Acquired | 26151 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-09 | Stock Options (Right to Buy) | $27.45 | A | 23260 | Acquired | 2023-02-08 | Common Stock (23260) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (117.393) | 117.393 | Direct | |
| Stock Options (Right to Buy) | $43.01 | 2022-02-03 | Common Stock (13110) | 13110 | Direct |
Footnotes
F1: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award vests 25% in year three, 25% in year four and 50% in year five.
F2: The conversion rate of this derivative security on February 9, 2016 is 1.2372 resulting in 145.24 shares of common stock (underlying security in column 7).
F3: Immediate
F4: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.