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SAIA INC — Director's Dealing 2016
Feb 11, 2016
30746_dirs_2016-02-11_6f4bbbd3-9a26-4894-80fc-62e68d36c3ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2016-02-09
Reporting Person: MASCHMEIER STEPHANIE (Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-09 | Common Stock | A | 2351 | — | Acquired | 17607.5 | Direct |
| 2016-02-09 | Common Stock | F | 909 | $27.45 | Disposed | 16698.5 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-09 | Stock Options (Right to Buy) | $27.45 | A | 6110 | Acquired | 2023-02-08 | Common Stock (6110) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (6435.3) | 6435.3 | Direct | |
| Stock Options (Right to Buy) | $11.00 | 2019-02-02 | Common Stock (7125) | 7125 | Direct |
| Stock Options (Right to Buy) | $27.28 | 2020-04-29 | Common Stock (5925) | 5925 | Direct |
| Stock Options (Right to Buy) | $31.50 | 2021-02-03 | Common Stock (4090) | 4090 | Direct |
| Stock Options (Right to Buy) | $43.01 | 2022-02-03 | Common Stock (4220) | 4220 | Direct |
Footnotes
F1: Issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/31/13-2/1/16 performance period.
F2: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/31/13-2/1/16 performance period.
F3: The conversion rate of this derivative security on February 9, 2016 is 1.2372 resulting in 7,961.70 shares of common stock (underlying security in column 7).
F4: Immediate
F5: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.