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SAIA INC — Director's Dealing 2015
Feb 6, 2015
30746_dirs_2015-02-06_d93073d5-7d8b-4c29-bbc2-a4e6734edc8d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2015-02-05
Reporting Person: ODELL RICHARD D (President & CEO of Saia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-05 | Common Stock | S | 20431 | $43.2858 | Disposed | 56791.5 | Direct |
| 2015-02-05 | Common Stock | S | 22630 | $43.4837 | Disposed | 34161.5 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (43070.538) | 43070.538 | Direct | |
| Stock Options (Right to Buy) | $27.28 | 2020-04-29 | Common Stock (45885) | 45885 | Direct |
| Stock Options (Right to Buy) | $31.50 | 2021-02-03 | Common Stock (39600) | 39600 | Direct |
| Stock Options (Right to Buy) | $43.01 | 2022-02-03 | Common Stock (41950) | 41950 | Direct |
Footnotes
F1: The prices reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.79 to $43.39, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F2: The prices reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.40 to $43.80, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3: The conversion rate of this derivative security on February 5, 2015 is 1.1994 resulting in 51,658.31 shares of common stock (underlying security in column 7).
F4: Immediate
F5: The shares of phantom stock become payable in the Company's stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.