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SAIA INC — Director's Dealing 2015
May 5, 2015
30746_dirs_2015-05-05_e8a8b54e-93ba-4df6-82ee-6fcda0d0f0bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2015-05-01
Reporting Person: RAMU RAYMOND R (Chief Customer Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-01 | Common Stock | A | 3651 | — | Acquired | 12936 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (6297.617) | 6297.617 | Direct | |
| Stock Options (Right to Buy) | $11.00 | 2019-02-02 | Common Stock (7845) | 7845 | Direct |
| Stock Options (Right to Buy) | $27.28 | 2020-04-29 | Common Stock (6225) | 6225 | Direct |
| Stock Options (Right to Buy) | $31.50 | 2021-02-03 | Common Stock (4300) | 4300 | Direct |
| Stock Options (Right to Buy) | $43.01 | 2022-02-03 | Common Stock (4500) | 4500 | Direct |
Footnotes
F1: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award vests 25% in year three, 25% in year four and 50% in year five.
F2: The conversion rate of this derivative security on May 1, 2015 is 1.197 resulting in 7,538.34 shares of common stock (underlying security in column 7).
F3: Immediate
F4: The shares of phantom stock become payable in the Company's stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.