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SAIA INC — Director's Dealing 2014
Feb 6, 2014
30746_dirs_2014-02-06_ca9bd048-9890-4b70-94df-ac73716b9dc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2014-02-04
Reporting Person: Balius Brian A (VP-Linehaul & Ind Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-04 | Common Stock | A | 6192 | — | Acquired | 27320 | Direct |
| 2014-02-04 | Common Stock | F | 2185 | $31.50 | Disposed | 27320 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-04 | Stock Options (Right to Buy) | $31.50 | A | 6570 | Acquired | 2021-02-03 | Common Stock (6570) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (9389.345) | 9389.345 | Direct | |
| Stock Options (Right to Buy) | $10.9267 | 2018-05-01 | Common Stock (6150) | 6150 | Direct |
| Stock Options (Right to Buy) | $11.00 | 2019-02-02 | Common Stock (10065) | 10065 | Direct |
| Stock Options (Right to Buy) | $27.28 | 2020-04-29 | Common Stock (9510) | 9510 | Direct |
Footnotes
F1: Issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 2/2/11-2/1/14 performance period.
F2: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 2/2/11-2/1/14 performance period.
F3: Conversion rate of this derivative security on February 4, 2014 is 1.2199 resulting in 11,454.37 shares of common stock (underlying security in column 7).
F4: Immediate
F5: The shares of phantom stock become payable in the Company's stock upon reporting person's termination of service as a Director.