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SAIA INC — Director's Dealing 2014
Feb 6, 2014
30746_dirs_2014-02-06_78bc996a-c294-416a-a193-5ce4fddab731.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2013-11-12
Reporting Person: Balius Brian A (VP-Linehaul & Ind Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-12 | Common Stock | S | 6975 | $32.00 | Disposed | 16338 | Direct |
| 2013-11-12 | Common Stock | S | 6960 | $32.00 | Disposed | 9378 | Direct |
| 2013-11-12 | Common Stock | M | 6960 | $8.0667 | Acquired | 16338 | Direct |
| 2013-11-12 | Common Stock | M | 6975 | $7.9733 | Acquired | 23313 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-12 | Stock Options (Right to Buy) | $8.0667 | M | 6960 | Disposed | 2017-02-01 | Common Stock (6960) | Direct |
| 2013-11-12 | Stock Options (Right to Buy) | $7.9733 | M | 6975 | Disposed | 2016-02-02 | Common Stock (6975) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (9389.345) | 9389.345 | Direct | |
| Stock Options (Right to Buy) | $10.9267 | 2018-05-01 | Common Stock (6150) | 6150 | Direct |
| Stock Options (Right to Buy) | $11.00 | 2019-02-02 | Common Stock (10065) | 10065 | Direct |
| Stock Options (Right to Buy) | $27.28 | 2020-04-29 | Common Stock (9510) | 9510 | Direct |
Footnotes
F1: Conversion rate of this derivative security on November 12, 2013 is 1.2209 resulting in 11,463.75 shares of common stock (underlying security in column 7).
F2: Immediate
F3: The shares of phantom stock become payable in the Company's stock upon reporting person's termination of service as a Director.
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