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SAIA INC — Director's Dealing 2014
Feb 6, 2014
30746_dirs_2014-02-06_5fff5287-dd9f-43e7-91a3-8f46f186f90e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2014-02-04
Reporting Person: DARBY JAMES A (VP of Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-04 | Common Stock | F | 3252 | $31.50 | Disposed | 35146.5 | Direct |
| 2014-02-05 | Common Stock | M | 12330 | $9.8067 | Acquired | 47476.5 | Direct |
| 2014-02-05 | Common Stock | M | 605 | $7.9733 | Acquired | 48081.5 | Direct |
| 2014-02-04 | Common Stock | A | 9426 | — | Acquired | 57507.5 | Direct |
| 2014-02-05 | Common Stock | S | 12330 | $30.922 | Disposed | 45177.5 | Direct |
| 2014-02-05 | Common Stock | S | 605 | $30.922 | Disposed | 44572.5 | Direct |
| 2014-02-06 | Common Stock | M | 10000 | $7.9733 | Acquired | 54572.5 | Direct |
| 2014-02-06 | Common Stock | S | 10000 | $30.5014 | Disposed | 44572.5 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-05 | Stock Options (Right to Buy) | $9.8067 | M | 12330 | Disposed | 2015-01-31 | Common Stock (12330) | Direct |
| 2014-02-05 | Stock Options (Right to Buy) | $7.9733 | M | 605 | Disposed | 2016-02-02 | Common Stock (605) | Direct |
| 2014-02-06 | Stock Options (Right to Buy) | $7.9733 | M | 10000 | Disposed | 2016-02-02 | Common Stock (10000) | Direct |
| 2014-02-04 | Stock Options (Right to Buy) | $31.50 | A | 11460 | Acquired | 2021-02-03 | Common Stock (11460) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock | $ | Common Stock (27313.731) | 27313.731 | Direct | |
| Stock Options (Right to Buy) | $11.00 | 2019-02-02 | Common Stock (16695) | 16695 | Direct |
| Stock Options (Right to Buy) | $10.9267 | 2018-05-01 | Common Stock (9345) | 9345 | Direct |
| Stock Options (Right to Buy) | $27.28 | 2020-04-29 | Common Stock (16590) | 16590 | Direct |
| Stock Options (Right to Buy) | $8.0667 | 2017-02-01 | Common Stock (10590) | 10590 | Direct |
Footnotes
F1: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 2/2/11-2/1/14 performance period.
F2: Issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 2/2/11-2/1/14 performance period.
F3: The conversion rate of this derivative security on February 4, 2014 is 1.2199 resulting in 33,320.91 shares of common stock (underlying security in column 7).
F4: Immediate
F5: The shares of phantom stock become payable, in stock, upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.