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SAIA INC — Director's Dealing 2014
Feb 6, 2014
30746_dirs_2014-02-06_a2db2953-8d54-490c-a4ed-d2351d868d2b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2014-02-04
Reporting Person: ODELL RICHARD D (President & CEO of Saia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-04 | Common Stock | A | 29874 | — | Acquired | 117271.5 | Direct |
| 2014-02-04 | Common Stock | F | 14378 | $31.50 | Disposed | 102893.5 | Direct |
| 2014-02-06 | Common Stock | M | 3684 | $7.9733 | Acquired | 106577.5 | Direct |
| 2014-02-06 | Common Stock | S | 3684 | $31.0269 | Disposed | 102893.5 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-04 | Stock Options (Right to Buy) | $31.50 | A | 39600 | Acquired | 2021-02-03 | Common Stock (39600) | Direct |
| 2014-02-06 | Stock Options (Right to Buy) | $7.9733 | M | 3684 | Disposed | 2016-02-02 | Common Stock (3684) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $8.0667 | 2017-02-01 | Common Stock (33540) | 33540 | Direct |
| Phantom Stock | $0 | Common Stock (43070.538) | 43070.538 | Direct | |
| Stock Options (Right to Buy) | $17.8133 | 2017-02-01 | Common Stock (29985) | 29985 | Direct |
| Stock Options (Right to Buy) | $10.9267 | 2018-05-01 | Common Stock (29610) | 29610 | Direct |
| Stock Options (Right to Buy) | $27.28 | 2020-04-29 | Common Stock (45885) | 45885 | Direct |
| Stock Options (Right to Buy) | $11.00 | 2019-02-02 | Common Stock (52950) | 52950 | Direct |
Footnotes
F1: Issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 2/2/11-2/1/14 performance period.
F2: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 2/2/11-2/1/14 performance period.
F3: Conversion rate of this derivative security on February 4, 2014 is 1.2199 resulting in 52,543.16 shares of common stock (underlying security in column 7).
F4: Immediate
F5: The shares of phantom stock become payable in the Company's stock upon reporting person's termination of service as a Director.
F6: The options vest one-third in year three, one-third in year four and one-third in year five.