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SAIA INC — Director's Dealing 2014
Feb 6, 2014
30746_dirs_2014-02-06_98deba63-075b-4f69-9fc7-f2c807344e8d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2014-02-04
Reporting Person: Robinson Mark H (Vice President of IT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-04 | Common Stock | A | 9138 | — | Acquired | 22774.5 | Direct |
| 2014-02-04 | Common Stock | F | 3167 | $31.50 | Disposed | 19607.5 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-04 | Stock Options (Right to Buy) | $31.50 | A | 6570 | Acquired | 2021-02-03 | Common Stock (6570) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $8.0667 | 2017-02-01 | Common Stock (10260) | 10260 | Direct |
| Phantom Stock | $ | Common Stock (13486.056) | 13486.056 | Direct | |
| Stock Options (Right to Buy) | $9.8067 | 2015-01-31 | Common Stock (0) | 0 | Direct |
| Stock Options (Right to Buy) | $7.9733 | 2016-02-02 | Common Stock (10290) | 10290 | Direct |
| Stock Options (Right to Buy) | $10.9267 | 2018-05-01 | Common Stock (9060) | 9060 | Direct |
| Stock Options (Right to Buy) | $10.0467 | 2018-07-28 | Common Stock (16500) | 16500 | Direct |
| Stock Options (Right to Buy) | $11.00 | 2019-02-02 | Common Stock (11130) | 11130 | Direct |
| Stock Options (Right to Buy) | $27.28 | 2020-04-29 | Common Stock (9510) | 9510 | Direct |
Footnotes
F1: Issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 2/2/11-2/1/14 performance period.
F2: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 2/2/11-2/1/14 performance period.
F3: The conversion rate of this derivative security on February 4, 2014 is 1.2199 resulting in 16,452.08 shares of common stock (underlying security in column 7).
F4: Immediate
F5: The shares of phantom stock become payable, in stock, upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.