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SAIA INC — Director's Dealing 2013
Feb 11, 2013
30746_dirs_2013-02-11_192fb3a0-08f8-4402-8303-a534432176aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2013-02-07
Reporting Person: DARBY JAMES A (VP of Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-07 | Common Stock | A | 8512 | $27.05 | Acquired | 37438 | Direct |
| 2013-02-07 | Common Stock | F | 2839 | $27.05 | Disposed | 34599 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.10 | 2017-02-01 | Common Stock (7060) | 7060 | Direct |
| Phantom Stock | $ | Common Stock (27313.731) | 27313.731 | Direct | |
| Stock Options (Right to Buy) | $23.00 | 2012-02-02 | Common Stock (1300) | 1300 | Direct |
| Stock Options (Right to Buy) | $27.38 | 2013-01-27 | Common Stock (2170) | 2170 | Direct |
| Stock Options (Right to Buy) | $26.72 | 2014-02-01 | Common Stock (3710) | 3710 | Direct |
| Stock Options (Right to Buy) | $14.71 | 2015-01-31 | Common Stock (8220) | 8220 | Direct |
| Stock Options (Right to Buy) | $11.96 | 2016-02-02 | Common Stock (7070) | 7070 | Direct |
| Stock Options (Right to Buy) | $16.39 | 2018-05-01 | Common Stock (6230) | 6230 | Direct |
| Stock Options (Right to Buy) | $16.50 | 2019-02-02 | Common Stock (11130) | 11130 | Direct |
Footnotes
F1: Issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2010 - 2012 performance period.
F2: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2010-2012 performance period.
F3: Conversion rate of this derivative security on February 7, 2013 is 0.8332 resulting in 22,758.30 shares of common stock (underlying security in column 7).
F4: Immediate
F5: The shares of phantom stock become payable, in stock, upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.