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SAIA INC — Director's Dealing 2013
Feb 11, 2013
30746_dirs_2013-02-11_bc4c7c2a-cfc5-43b1-a83e-acf73897e75e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2013-02-07
Reporting Person: BUCHHOLZ SALLY R (VP Marketing/Customer Service)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-07 | Common Stock | A | 7738 | $27.05 | Acquired | 20938.5 | Direct |
| 2013-02-07 | Common Stock | F | 2555 | $27.05 | Disposed | 18383.5 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.10 | 2017-02-01 | Common Stock (6420) | 6420 | Direct |
| Phantom Stock | $ | Common Stock (7442.118) | 7442.118 | Direct | |
| Stock Options (Right to Buy) | $23.00 | 2012-02-02 | Common Stock (1220) | 1220 | Direct |
| Stock Options (Right to Buy) | $27.38 | 2013-01-27 | Common Stock (2030) | 2030 | Direct |
| Stock Options (Right to Buy) | $26.72 | 2017-02-02 | Common Stock (2530) | 2530 | Direct |
| Stock Options (Right to Buy) | $14.71 | 2015-01-31 | Common Stock (5600) | 5600 | Direct |
| Stock Options (Right to Buy) | $11.96 | 2016-02-02 | Common Stock (6430) | 6430 | Direct |
| Stock Options (Right to Buy) | $16.39 | 2018-05-01 | Common Stock (5660) | 5660 | Direct |
| Stock Options (Right to Buy) | $16.50 | 2019-02-02 | Common Stock (6950) | 6950 | Direct |
Footnotes
F1: Issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2010 - 2012 performance period.
F2: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2010-2012 performance period.
F3: Reflects certain transactions since the reporting person's last Form 4 that were exempt under Rule 16a-12.
F4: Conversion rate of this derivative security on February 7, 2013 is 0.8332 resulting in 6,200.91 shares of common stock (underlying security in column 7).
F5: Immediate
F6: The shares of phantom stock become payable, in stock, upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.