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SAIA INC — Director's Dealing 2013
Feb 11, 2013
30746_dirs_2013-02-11_d43264b7-f218-4d0a-9082-486aa4ad7faf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2013-02-07
Reporting Person: ODELL RICHARD D (President & CEO of Saia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-07 | Common Stock | A | 26980 | $27.05 | Acquired | 102331 | Direct |
| 2013-02-07 | Common Stock | F | 11696 | $27.05 | Disposed | 90635 | Direct |
| 2013-02-07 | Common Stock | F | 7370 | $27.05 | Disposed | 83265 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.10 | 2017-02-01 | Common Stock (22360) | 22360 | Direct |
| Phantom Stock | $0 | Common Stock (42282.412) | 42282.412 | Direct | |
| Stock Options (Right to Buy) | $23.00 | 2012-02-02 | Common Stock (5880) | 5880 | Direct |
| Stock Options (Right to Buy) | $27.38 | 2013-01-27 | Common Stock (9560) | 9560 | Direct |
| Stock Options (Right to Buy) | $26.72 | 2014-02-01 | Common Stock (11750) | 11750 | Direct |
| Stock Options (Right to Buy) | $26.72 | 2017-02-01 | Common Stock (19990) | 19990 | Direct |
| Stock Options (Right to Buy) | $14.71 | 2015-01-31 | Common Stock (26040) | 26040 | Direct |
| Stock Options (Right to Buy) | $11.96 | 2016-02-02 | Common Stock (22400) | 22400 | Direct |
| Stock Options (Right to Buy) | $16.39 | 2018-05-01 | Common Stock (19740) | 19740 | Direct |
| Stock Options (Right to Buy) | $16.50 | 2019-02-02 | Common Stock (35300) | 35300 | Direct |
Footnotes
F1: Issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2010 - 2012 performance period.
F2: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2010-2012 performance period.
F3: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2008.
F4: Conversion rate of this derivative security on February 7, 2013 is 0.8332 resulting in 35,230.48shares of common stock (underlying security in column 7).
F5: Immediate
F6: The shares of phantom stock become payable, in stock, upon reporting person's termination of service as an employee
F7: The options vest one-third in year three, one-third in year four and one-third in year five.