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SAIA INC — Director's Dealing 2013
Feb 11, 2013
30746_dirs_2013-02-11_2f3dc75b-6c4b-41fc-8906-8bc273263d7d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2013-02-07
Reporting Person: MASCHMEIER STEPHANIE (Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-07 | Common Stock | A | 4486 | $27.05 | Acquired | 5593 | Direct |
| 2013-02-07 | Common Stock | F | 1514 | $27.05 | Disposed | 4079 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.10 | 2017-02-01 | Common Stock (3720) | 3720 | Direct |
| Phantom Stock | $ | Common Stock (4897.829) | 4897.829 | Direct | |
| Stock Options (Right to Buy) | $11.96 | 2016-02-02 | Common Stock (3730) | 3730 | Direct |
| Stock Options (Right to Buy) | $16.39 | 2018-05-01 | Common Stock (3290) | 3290 | Direct |
| Stock Options (Right to Buy) | $16.50 | 2019-02-02 | Common Stock (4750) | 4750 | Direct |
Footnotes
F1: Issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2010 - 2012 performance period.
F2: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2010-2012 performance period.
F3: Conversion rate of this derivative security on February 7, 2013 is 0.8332 resulting in 4,080.96 shares of common stock (underlying security in column 7).
F4: Immediate
F5: The shares of phantom stock become payable, in stock, upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.