Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SAIA INC Director's Dealing 2013

Nov 12, 2013

30746_dirs_2013-11-12_dc2df3fb-7a11-4e4f-99c4-e9c88698c7e5.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2013-11-08

Reporting Person: BUCHHOLZ SALLY R (VP Marketing/Customer Service)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-08 Common Stock M 9645 $32.2513 Acquired 24620.25 Direct
2013-11-08 Common Stock M 9630 $32.2513 Acquired 34250.25 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-08 Stock Options (Right to Buy) $7.9733 M 9645 Disposed 2016-02-02 Common Stock (9645) Direct
2013-11-08 Stock Options (Right to Buy) $8.0667 M 9630 Disposed 2017-02-01 Common Stock (9630) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Phantom Stock $ Common Stock (7442.118) 7442.118 Direct
Stock Options (Right to Buy) $10.9267 2018-05-01 Common Stock (8490) 8490 Direct
Stock Options (Right to Buy) $11.00 2019-02-02 Common Stock (10425) 10425 Direct
Stock Options (Right to Buy) $27.28 2020-04-29 Common Stock (8745) 8745 Direct

Footnotes

F1: The conversion rate of this derivative security on November 8, 2013 is 1.2199 resulting in 9,078.71 shares of common stock (underlying security in column 7).

F2: Immediate

F3: The shares of phantom stock become payable, in stock, upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.