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SAIA INC — Director's Dealing 2012
Feb 4, 2012
30746_dirs_2012-02-03_df129d2a-6bf4-40df-80d6-4e6a1feeb27e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2012-02-02
Reporting Person: Robinson Mark H (Vice President of IT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-02 | Common Stock | A | 3217 | $16.50 | Acquired | 12508 | Direct |
| 2012-02-02 | Common Stock | F | 1180 | $16.50 | Disposed | 11328 | Direct |
| 2012-02-02 | Common Stock | A | 9091 | $16.50 | Acquired | 20419 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-02 | Stock Options (Right to Buy) | $16.50 | A | 7420 | Acquired | 2019-02-02 | Common Stock (7420) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.10 | 2017-02-01 | Common Stock (6840) | 6840 | Direct |
| Phantom Stock | $ | Common Stock (11712.357) | 11712.357 | Direct | |
| Stock Options (Right to Buy) | $16.88 | 2012-08-24 | Common Stock (1310) | 1310 | Direct |
| Stock Options (Right to Buy) | $27.38 | 2013-01-27 | Common Stock (3570) | 3570 | Direct |
| Stock Options (Right to Buy) | $26.72 | 2014-02-01 | Common Stock (3430) | 3430 | Direct |
| Stock Options (Right to Buy) | $14.71 | 2015-01-31 | Common Stock (7970) | 7970 | Direct |
| Stock Options (Right to Buy) | $11.96 | 2016-02-02 | Common Stock (6860) | 6860 | Direct |
| Stock Options (Right to Buy) | $16.39 | 2018-05-01 | Common Stock (6040) | 6040 | Direct |
| Stock Options (Right to Buy) | $15.07 | 2018-07-28 | Common Stock (11000) | 11000 | Direct |
Footnotes
F1: Immediate
F2: The shares of phantom stock become payable, in stock, upon reporting person's termination of service as an employee
F3: Conversion rate of this derivative security on February 2, 2012 is 0.8512 resulting in 9,969.27 shares of common stock (underlying security in column 7).
F4: Issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2009-2011 performance period.
F5: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2009-2011 performance period.
F6: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee to address retention. The restricted stock award vests 25% in year three, 25% in year four and 50% in year five.