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SAIA INC — Director's Dealing 2012
Feb 4, 2012
30746_dirs_2012-02-03_cc82c815-d861-4de1-8531-6cc58512395f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2012-02-02
Reporting Person: BUCHHOLZ SALLY R (VP Marketing/Customer Service)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-02 | Common Stock | A | 3016 | $16.50 | Acquired | 9325 | Direct |
| 2012-02-02 | Common Stock | F | 1106 | $16.50 | Disposed | 8219 | Direct |
| 2012-02-02 | Common Stock | A | 9091 | $16.50 | Acquired | 17310 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-02 | Stock Options (Right to Buy) | $16.50 | A | 6950 | Acquired | 2019-02-02 | Common Stock (6950) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.10 | 2017-02-01 | Common Stock (6420) | 6420 | Direct |
| Stock Options (Right to Buy) | $27.38 | 2013-01-27 | Common Stock (2030) | 2030 | Direct |
| Stock Options (Right to Buy) | $26.72 | 2017-02-02 | Common Stock (2530) | 2530 | Direct |
| Stock Options (Right to Buy) | $14.71 | 2015-01-31 | Common Stock (5600) | 5600 | Direct |
| Stock Options (Right to Buy) | $11.96 | 2016-02-02 | Common Stock (6430) | 6430 | Direct |
| Phantom Stock | $ | Common Stock (14678.866) | 14678.866 | Direct | |
| Stock Options (Right to Buy) | $16.39 | 2018-05-01 | Common Stock (5660) | 5660 | Direct |
Footnotes
F1: Immediate
F2: The shares of phantom stock become payable, in stock, upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.
F3: Issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2009-2011 performance period.
F4: Conversion rate of this derivative security on February 2, 2012 is 0.8512 resulting in 12,494.29 shares of common stock (underlying security in column 7).
F5: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee to address retention. The restricted stock award vests 25% in year three, 25% in year four and 50% in year five.
F6: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2008-2010 performance period.