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SAIA INC — Director's Dealing 2012
Feb 4, 2012
30746_dirs_2012-02-03_5aca288c-23f9-45d7-9ea9-28c211c25b96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2012-02-02
Reporting Person: DARBY JAMES A (VP of Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-02 | Common Stock | A | 3318 | $16.50 | Acquired | 14991 | Direct |
| 2012-02-02 | Common Stock | F | 1217 | $16.50 | Disposed | 13774 | Direct |
| 2012-02-02 | Common Stock | A | 15152 | $16.50 | Acquired | 28926 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-02 | Stock Options (Right to Buy) | $16.50 | A | 11130 | Acquired | 2019-02-02 | Common Stock (11130) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.10 | 2017-02-01 | Common Stock (7060) | 7060 | Direct |
| Stock Options (Right to Buy) | $27.38 | 2013-01-27 | Common Stock (2170) | 2170 | Direct |
| Stock Options (Right to Buy) | $26.72 | 2014-02-01 | Common Stock (3710) | 3710 | Direct |
| Stock Options (Right to Buy) | $14.71 | 2015-01-31 | Common Stock (8220) | 8220 | Direct |
| Stock Options (Right to Buy) | $11.96 | 2016-02-02 | Common Stock (7070) | 7070 | Direct |
| Stock Options (Right to Buy) | $16.39 | 2018-05-01 | Common Stock (6230) | 6230 | Direct |
| Phantom Stock | $ | Common Stock (27313.731) | 27313.731 | Direct | |
| Stock Options (Right to Buy) | $23.00 | 2012-02-02 | Common Stock (1300) | 1300 | Direct |
Footnotes
F1: Immediate
F2: The shares of phantom stock become payable, in stock, upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.
F3: Issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2009-2011 performance period.
F4: Conversion rate of this derivative security on February 2, 2012 is 0.8512 resulting in 23,248.78 shares of common stock (underlying security in column 7).
F5: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee to address retention. The restricted stock award vests 25% in year three, 25% in year four and 50% in year five.
F6: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2008-2010 performance period.