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SAIA INC — Director's Dealing 2011
Mar 11, 2011
30746_dirs_2011-03-11_2f5be52f-d153-4b4b-9547-d16fe44f01f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SAIA INC (SAIA)
CIK: 0001177702
Period of Report: 2011-03-09
Reporting Person: ODELL RICHARD D (President & CEO of Saia)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-09 | Common Stock | A | 10076 | $15.49 | Acquired | 62938 | Direct |
| 2011-03-09 | Common Stock | F | 3328 | $15.49 | Disposed | 59610 | Direct |
| 2011-03-09 | Common Stock | F | 2759 | $15.49 | Disposed | 56851 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $12.10 | 2017-02-01 | Common Stock (22360) | 22360 | Direct |
| Phantom Stock | $0 | Common Stock (41565.79) | 41565.79 | Direct | |
| Stock Options (Right to Buy) | $23.00 | 2012-02-02 | Common Stock (5880) | 5880 | Direct |
| Stock Options (Right to Buy) | $27.38 | 2013-01-27 | Common Stock (9560) | 9560 | Direct |
| Stock Options (Right to Buy) | $26.72 | 2014-02-01 | Common Stock (11750) | 11750 | Direct |
| Stock Options (Right to Buy) | $26.72 | 2017-02-01 | Common Stock (19990) | 19990 | Direct |
| Stock Options (Right to Buy) | $14.71 | 2015-01-31 | Common Stock (26040) | 26040 | Direct |
| Stock Options (Right to Buy) | $11.96 | 2016-02-02 | Common Stock (22400) | 22400 | Direct |
Footnotes
F1: The options vest one-third in year three, one-third in year four and one-third in year five.
F2: Conversion rate of this derivative security on March 9, 2011 is 0.8441 resulting in 35,084.94 shares of common stock (underlying security in column 7).
F3: Immediate
F4: The shares of phantom stock become payable, in stock, upon reporting person's termination of service as an employee
F5: Issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2008-2010 performance period.
F6: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the Amended and Restated 2003 Omnibus Incentive Plan for the 2008-2010 performance period.
F7: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2008.