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RYVYL Inc. — Director's Dealing 2023
Sep 22, 2023
35235_dirs_2023-09-22_628d0e2e-18a3-4e7d-a45f-c7ae3093dbe5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RYVYL Inc. (RVYL)
CIK: 0001419275
Period of Report: 2022-04-13
Reporting Person: Baer Genevieve (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-22 | Common Stock par value $0.001 | A | 2358 | $1.06 | Acquired | 5044 | Direct |
| 2023-09-15 | Common Stock par value $0.001 | A | 510 | $4.90 | Acquired | 5554 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-13 | Stock Options | $3.66 | A | 4090 | Acquired | 2027-10-13 | Common Stock, par value (4090) | Direct |
Footnotes
F1: On August 22, 2023, as part of her monthly compensation as a director of the Company, the Board of Directors of the Company granted Ms. Baer 2,358 shares of Common Stock pursuant to the Company's 2021 Restricted Stock Plan, whereby the shares granted shall vest on 2/11/2024.
F2: The Company effected a reverse stock split of 1:10 on September 6, 2023. As a result, Ms. Baer's 50,442 shares of Common Stock became 5,044 shares of Common Stock.
F3: On September 21, 2023, as part of her monthly compensation as a director of the Company, the Board of Directors of the Company granted Ms. Baer 510 shares of Common Stock pursuant to the Company's 2021 Restricted Stock Plan, whereby the shares granted shall vest on 3/13/2024.
F4: On April 13, 2022, the Board of Directors of the Company granted Ms. Baer 4,090 non-qualified stock options pursuant to the Company's 2021 Incentive Stock Option plan as part of her compensation as a director of Coyni, Inc. the Company's wholly owned subsidiary.
F5: The Company effected a reverse stock split of 1:10 on September 6, 2023. As a result, Ms. Baer's 4,090 stock options became 409 stock options.