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RYVYL Inc. Director's Dealing 2021

Dec 10, 2021

35235_dirs_2021-12-10_2583b78b-9665-4ee9-9355-28e2efecf564.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GreenBox POS (GBOX)
CIK: 0001419275
Period of Report: 2020-04-30

Reporting Person: Haller Kenneth (President of Payments)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-30 Common Stock, par value $0.001 A 17000000 $0.48 Acquired 17000000 Direct
2020-06-24 Common Stock, par value $0.001 M 500000 $0.065 Acquired 17500000 Direct
2021-04-05 Common Stock, par value $0.001 S 26800 $15.10 Disposed 2889866 Direct
2021-04-06 Common Stock, par value $0.001 S 9251 $16.66 Disposed 2880615 Direct
2021-04-06 Common Stock, par value $0.001 S 18300 $17.54 Disposed 2862315 Direct
2021-04-06 Common Stock, par value $0.001 S 12449 $18.28 Disposed 2849866 Direct
2021-04-07 Common Stock, par value $0.001 S 10000 $18.44 Disposed 2839866 Direct
2021-04-08 Common Stock, par value $0.001 S 5383 $18.56 Disposed 2834483 Direct
2021-04-09 Common Stock, par value $0.001 S 6100 $16.55 Disposed 2828383 Direct
2021-04-08 Common Stock, par value $0.001 S 6168 $17.44 Disposed 2822215 Direct
2021-04-12 Common Stock, par value $0.001 S 7000 $16.78 Disposed 2815215 Direct
2021-04-12 Common Stock, par value $0.001 S 9000 $17.89 Disposed 2806215 Direct
2021-05-20 Common Stock, par value $0.001 S 200 $10.50 Disposed 2806015 Direct
2021-05-24 Common Stock, par value $0.001 S 100 $10.50 Disposed 2805915 Direct
2021-05-25 Common Stock, par value $0.001 S 29800 $10.18 Disposed 2776115 Direct
2021-05-26 Common Stock, par value $0.001 S 49682 $11.23 Disposed 2726433 Direct
2021-05-27 Common Stock, par value $0.001 S 90318 $10.63 Disposed 2636115 Direct
2021-06-01 Common Stock, par value $0.001 S 10000 $11.99 Disposed 2626115 Direct
2021-06-07 Common Stock, par value $0.001 S 100000 $13.77 Disposed 2526115 Direct
2021-06-10 Common Stock, par value $0.001 S 23500 $14.18 Disposed 2502615 Direct
2021-06-11 Common Stock, par value $0.001 S 3465 $14.05 Disposed 2499150 Direct
2021-06-14 Common Stock, par value $0.001 S 71045 $15.12 Disposed 2428105 Direct
2021-06-15 Common Stock, par value $0.001 S 1990 $14.67 Disposed 2426115 Direct
2021-07-01 Common Stock, par value $0.001 S 85000 $12.04 Disposed 2341115 Direct
2021-07-02 Common Stock, par value $0.001 S 15000 $11.40 Disposed 2326115 Direct
2021-07-20 Common Stock, par value $0.001 S 6172 $9.85 Disposed 2319943 Direct
2021-07-20 Common Stock, par value $0.001 A 615600 $9.79 Acquired 2935543 Indirect
2021-07-21 Common Stock, par value $0.001 S 25000 $9.72 Disposed 2910543 Direct
2021-07-22 Common Stock, par value $0.001 S 48423 $9.64 Disposed 2862120 Direct
2021-07-23 Common Stock, par value $0.001 S 131394 $9.86 Disposed 2730726 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-24 Stock Options $0.065 A 500000 Acquired 2025-06-24 Common Stock, par value $0.001 (500000) Direct
2020-06-24 Stock Options $0.065 D 500000 Disposed 2025-06-24 Common Stock, par value $0.001 (500000) Direct
2020-12-01 Stock Options $1.01 A 500000 Acquired 2026-06-01 Common Stock, par value $0.001 (500000) Direct
2021-06-02 Stock Options $12.10 A 3306 Acquired 2031-06-02 Common Stock, par value $0.001 (3306) Direct
2021-08-17 Stock Options $7.31 A 2534213 Acquired 2031-08-17 Common Stock, par value $0.001 (2534213) Direct
2021-09-30 Stock Options $7.31 D 2534213 Disposed 2031-08-17 Common Stock, par value $0.001 (2534213) Direct

Footnotes

F1: The company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Haller's 17,500,000 shares of common stock became 2,916,666 shares of common stock.

F2: The company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Haller's 500,000 stock options became 83,333 stock options.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.02 to $15.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (20) to this Form 4.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.94, inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.11 to $17.98, inclusive.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.64, inclusive.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $19.00, inclusive.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $19.25, inclusive.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.12 to $17.08, inclusive.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.15 to $18.00, inclusive.

F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.24, inclusive.

F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.53 to $18.50, inclusive.

F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.69, inclusive.

F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $11.04, inclusive.

F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.55, inclusive.

F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.05 to $14.06, inclusive.

F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $15.34, inclusive.

F18: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.87 to $12.19, inclusive.

F19: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $10.03, inclusive.

F20: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.41 to$10.00, inclusive.