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RYVYL Inc. — Director's Dealing 2021
Sep 23, 2021
35235_dirs_2021-09-23_bbcceb4c-8836-4126-9fa9-32310aa4ead7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GreenBox POS (GBOX)
CIK: 0001419275
Period of Report: 2021-06-02
Reporting Person: Moghavem Pouya (CBDO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-16 | Common Stock par value $0.001 | M | 246 | $6.06 | Acquired | 35041 | Direct |
| 2021-06-16 | Common Stock par value $0.001 | M | 4050 | $0.42 | Acquired | 38678 | Direct |
| 2021-06-16 | Common Stock par value $0.001 | M | 6243 | $0.39 | Acquired | 40754 | Direct |
| 2021-07-06 | Common Stock par value $0.001 | A | 50000 | $0.00 | Acquired | 84344 | Direct |
| 2021-08-11 | Common Stock par value $0.001 | A | 41667 | $0.00 | Acquired | 126011 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-02 | Stock Options | $12.10 | A | 3306 | Acquired | 2031-06-02 | Common Stock par value $0.001 (3306) | Direct |
| 2021-06-16 | Stock Options | $6.06 | D | 413 | Disposed | 2031-06-02 | Common Stock par value $0.001 (413) | Direct |
| 2021-06-16 | Stock Options | $0.42 | D | 4167 | Disposed | 2031-06-02 | Common Stock par value $0.001 (4167) | Direct |
| 2021-06-16 | Stock Options | $0.39 | D | 6410 | Disposed | 2031-06-02 | Common Stock par value $0.001 (6410) | Direct |
Footnotes
F1: Mr. Moghavem did a cashless exercise of his 413 stock options. Mr. Moghavem received 246 shares of common stock and surrendered 167 shares of common stock underlying the stock option in payment of the exercise price.
F2: Mr. Moghavem did a cashless exercise of his 4,167 stock options. Mr. Moghavem received 4,050 shares of common stock and surrendered 117 shares of common stock underlying the stock option in payment of the exercise price.
F3: Mr. Moghavem did a cashless exercise of his 6,410 stock options. Mr. Moghavem received 6,243 shares of common stock and surrendered 167 shares of common stock underlying the stock option in payment of the exercise price.